| Fund Name: | NB Crossroads Private Markets Fund IV (TE) - Custody Client LLC |
| Adviser: | Neuberger Berman Investment Advisers LLC |
| Sub-Adviser(s): | NB Alternatives Advisers LLC |
| Fees: | Master Fund pays 0.10% during the first 12 months following the Master Fund's commencement of operations; 0.55% beginning in year two through the end of year eight from the commencement of operations and then 0.30% for the remaining life of the Master Fund. |
| Open- or Closed-End: | Closed-End (Feeder fund) |
| Investor Restrictions: | Certain U.S. tax-exempt entities that are accredited investors and qualified clients (as specified in filing); $50,000 minimum capital commitment |
| Filing Date: | July 13, 2016 |
| Effective Date: | Pending |
| Fund Name: | NB Crossroads Private Markets Fund IV (TE) - Client LLC |
| Adviser: | Neuberger Berman Investment Advisers LLC |
| Sub-Adviser(s): | NB Alternatives Advisers LLC |
| Fees: | Master Fund pays 0.10% during the first 12 months following the Master Fund's commencement of operations; 0.55% beginning in year two through the end of year eight from the commencement of operations and then 0.30% for the remaining life of the Master Fund. |
| Open- or Closed-End: | Closed-End (Feeder fund) |
| Investor Restrictions: | Certain U.S. tax-exempt entities that are accredited investors and qualified clients (as specified in filing); $50,000 minimum capital commitment |
| Filing Date: | July 13, 2016 |
| Effective Date: | Pending |
| Fund Name: | NB Crossroads Private Markets Fund IV (TI) Client LLC |
| Adviser: | Neuberger Berman Investment Advisers LLC |
| Sub-Adviser(s): | NB Alternatives Advisers LLC |
| Fees: | Master Fund pays 0.10% during the first 12 months following the Master Fund's commencement of operations; 0.55% beginning in year two through the end of year eight from the commencement of operations and then 0.30% for the remaining life of the Master Fund. |
| Open- or Closed-End: | Closed-End (Feeder fund) |
| Investor Restrictions: | Accredited investors; Qualified clients; $50,000 minimum capital commitment |
| Filing Date: | July 13, 2016 |
| Effective Date: | Pending |
| Fund Name: | RiverPark Commercial Real Estate Fund |
| Adviser: | RiverPark Advisors LLC |
| Sub-Adviser(s): | Talimco LLC |
| Fees: | 0.65% Management Fee |
| Open- or Closed-End: | Closed-End (Quarterly repurchase) |
| Investor Restrictions: | $100,000 minimum initial investment |
| Filing Date: | July 11, 2016 |
| Effective Date: | Pending |
| Fund Name: | RiverNorth/DoubleLine Strategic Opportunity Fund |
| Adviser: | RiverNorth Capital Management LLC |
| Sub-Adviser(s): | DoubleLine Capital LP |
| Fees: | Not specified |
| Open- or Closed-End: | Closed-End (To be NYSE listed) |
| Investor Restrictions: | Not specified |
| Filing Date: | July 1, 2016 |
| Effective Date: | Pending |
| Fund Name: | CION Ares Diversified Credit Fund |
| Adviser: | CION Ares Management LLC |
| Sub-Adviser(s): | Unspecified entity affiliated with Ares Management LLC |
| Fees: | 1.5% Management Fee; and Non-specified percentage of quarterly pre-incentive fee net investment income. |
| Open- or Closed-End: | Closed-End (Quarterly repurchase) |
| Investor Restrictions: | $2,500 minimum initial investment (regular accounts); $1,000 minimum initial investment (retirement plan accounts) |
| Filing Date: | June 30, 2016 |
| Effective Date: | Pending |
The content of this article is intended to provide a general guide to the subject matter. Specialist advice should be sought about your specific circumstances.
