The SEC announced that C. Dabney O'Riordan was named as co-chief of the Division of Enforcement's Asset Management Unit, joining Anthony Kelly as co-chief of the unit that was previously led by Marshall Sprung. O'Riordan has investigated or supervised several enforcement cases across the asset management industry, including cases involving advisers who misallocated private fund expenses and actions against advisers for misallocating trades to the detriment of clients or stealing client assets. She has also supervised investigations involving charges against gatekeepers. O'Riordan is currently associate regional director in the agency's Los Angeles office, where she has worked since 2005.

Link To Article

The content of this article is intended to provide a general guide to the subject matter. Specialist advice should be sought about your specific circumstances.