United States:
SEC Names Co-Head Of Investment Adviser / Investment Company Examination Program
18 August 2016
Cadwalader, Wickersham & Taft LLP
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The SEC named Kristin Snyder Co-National Associate Director of
the Investment Adviser / Investment Company examination program in
the Office of Compliance Inspections and Examinations. Ms. Snyder
will join Co-National Associate Director Jane Jarcho who has led
the program since August 20, 2013 and was named Deputy Director of
the program earlier this year.
The program uses a risk-based approach to examinations to
fulfill its mission to promote compliance with U.S. securities
laws, prevent fraud, monitor risk and inform SEC policy.
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