FINRA proposed rule amendments to extend from July 31, 2020 to an indefinite future date, relief for the self-regulatory agency from certain enforcement and other procedural requirements. According to FINRA, the proposed amendment provides relief from enforcement and other procedural requirements while FINRA operations are impacted by the coronavirus pandemic (see previous coverage).
The content of this article is intended to provide a general guide to the subject matter. Specialist advice should be sought about your specific circumstances.
