In this edition of Regulatory Focus, the experts in Duff & Phelps' UK Compliance and Regulatory Consulting team, provide a detailed synopsis of the latest news and publications issued by the Financial Conduct Authority during January 2019.

Highlights include:

  • An update on Brexit planning and consultations, and a reminder that the notification for the temporary permissions regime is now open 
  • ESMA's standards on supervisory co-operation under the secularization regulation
  • Effective stewardship proposal
  • Tax issues and news
  • ESMA report on accepted market practices and other publications

Regulatory Focus – February 2019.pdf (2.6) MB

The content of this article is intended to provide a general guide to the subject matter. Specialist advice should be sought about your specific circumstances.