UK:
CFTC Exempts Four UK-Based MTFs From SEF Registration Requirement
10 December 2018
Cadwalader, Wickersham & Taft LLP
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The CFTC issued an Amended Order exempting four
EU-authorized multilateral trading facilities ("MTFs")
from the requirement to register as a swap execution facility
("SEF").
The CFTC action added the four additional entities to Appendix A
of the original Order, which exempted certain MTFs
and organized trading facilities ("OTFs") from the SEF
registration requirement. According to the CFTC, there are now 20
EU-authorized venues that are exempted MTFs or OTFs.
The content of this article is intended to provide a general
guide to the subject matter. Specialist advice should be sought
about your specific circumstances.
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