UK:
LSE Summarizes 2017 Enforcement Actions For Breaches Of AIM Rules And Nomad Rules
27 February 2018
Shearman & Sterling LLP
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On 14 December 2017, the London Stock Exchange
(LSE) issued an AIM Disciplinary Notice
(AD17) which sets out a summary of enforcement
matters which resulted in private censures and fines on AIM
companies and nominated advisers
("Nomads") during 2017. AD17 is intended
to provide guidance to AIM companies and Nomads on the expected
standards of conduct to avoid future fines or censures.
The AIM disciplinary notice can be accessed here:
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