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Soto v. Bushmaster: The Sandy Hook Victims Notch A Stunning Victory, But At What Cost?
Last week, the Connecticut Supreme Court sent a jolt through the legal commentariat with its decision in Soto v. Bushmaster Firearms International, the lawsuit brought against the manufacturers and sellers of the semi-automatic rifle used in the tragic 2012 shooting at Sandy Hook Elementary School.
United States
1 Apr 2019
Supreme Court Recently Limited The Scope Of Whistleblower Protection Under Dodd-Frank, But State Laws Continue To Provide Broader Protections
On February 21, 2018, in Digital Realty Trust, Inc. v. Somers, the U.S. Supreme Court held that, to sue under the anti-retaliation provision of the Dodd-Frank Wall Street Reform and Consumer Protection Act ...
United States
5 Apr 2018
SEC Issues Dodd-Frank Compensation Committee Rules
The Securities and Exchange Commission (SEC) issued final Rule 10C-1 on Wednesday, directing securities exchanges to adopt rules requiring compliance with...
United States
27 Jun 2012
Consumer Financial Protection Bureau Early Warning Notices
Earlier this week, the Consumer Financial Protection Bureau (CFPB) issued an Enforcement Bulletin (CFPB Bulletin 2011-04) providing information on Early Warning Notices to be issued by the CFPB's Office of Enforcement.
United States
14 Nov 2011
SEC Adopts Rules Implementing Dodd-Frank Investment Adviser Registration And Exemption Requirements
The Securities and Exchange Commission ("SEC") recently issued final rules and rule amendments implementing certain provisions of Title IV of the Dodd-Frank Wall Street Reform and Consumer Protection Act ("Dodd-Frank") that amend the Investment Advisers Act of 1940, as amended ("Advisers Act").
United States
13 Jul 2011
SEC Issues Rules Establishing Whistleblower Program
The Securities and Exchange Commission ("SEC") has recently adopted rules implementing the whistleblower provisions of the Dodd-Frank Act.
United States
13 Jun 2011
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