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Searching Content indexed under Dodd-Frank, Consumer Protection Act by Milbank LLP ordered by Published Date Descending.
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Financial Institutions Regulatory Partner Douglas Landy Comments On Proposed Volcker Rule Changes In New York Times
On May 30, the Federal Reserve unveiled their proposed update to the Volcker Rule, which would give banks additional ability to make markets, hedge trades and make certain other investments.
United States
5 Jun 2018
2
D.C. Circuit Rules Managers Of Open-Market CLOs Are Not Required To Have "Skin In The Game"
A three-judge panel of the D.C. Circuit issued a unanimous decision holding that the final rules implementing the requirements of Section 941 of the Dodd-Frank Act do not apply to "open-market CLO" managers.
United States
22 Feb 2018
3
"All That Glitters Is Not Gold": The Federal Reserve's Un-Supported Recommendation To Eliminate Merchant Banking Investments
On September 8, 2016, three federal agencies, the Board of Governors of the Federal Reserve the FDIC and the Office of the OCC issued a lengthy 107 page report to Congress and the FSOC.
United States
14 Sep 2016
4
SEC Final CEO Pay Ratio Rules
The SEC states that pay ratio disclosure is "intended to provide shareholders with a company-specific metric that can assist in their evaluation of a registrant's executive compensation practices."
United States
14 Aug 2015
5
SEC Staff Grants Limited Relief From Compliance With US Risk Retention Rules In The Context Of Certain CLO Refinancings
Any CLO priced on or after December 24, 2014, or that otherwise does not meet the above criteria, is not eligible to qualify the CLO manager for relief from the Final Rules in the context of a refinancing.
United States
31 Jul 2015
6
Out Of The Frying-Pan Into The Fire: Enforcement Of The Volcker Rule By The Five Agencies
Today, after more than five long years of commentary, proposals, rulemaking and endless questions of interpretation, the restrictions imposed by Section 619 of the Dodd-Frank Act...
United States
22 Jul 2015
7
SEC Proposed Rules To Implement Clawback Provisions Of The Dodd-Frank Act
The SEC has proposed new rules to implement Section 954 of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010, which relates to clawbacks of incentive compensation.
United States
10 Jul 2015
8
Things The Media Believes The Volcker Rule Says … But It Actually Doesn’t
Section 619 of the Dodd-Frank Act (commonly known as the "Volcker Rule") is an extremely complicated piece of legislation and financial regulation.
United States
12 Feb 2015
9
Final Risk Retention Rules – Implications For US & European Collateralized Loan Obligations
On October 21 and 22, 2014, the Board of Governors of the Federal Reserve System, Federal Deposit Insurance Corporation,
United States
26 Nov 2014
10
CLO 3.0 – Volcker’s Impact On CLOs
The final Volcker Rule was adopted on December 10, 2013.
United States
24 Mar 2014
11
CLO 1.0 vs. 2.0: Part III Of A Series: The Risk Retention Factor
This is the third in a series of our U.S. collateralized loan obligation client alerts examining important distinguishing features of post-credit crisis CLOs.
United States
22 Nov 2013
12
Do You Have "Good Faith"? What Banking Entities Must Do During The Volcker Rule Conformance Period
On April 19, 2012, the Board of Governors of the Federal Reserve System issued a statement of policy clarifying that a banking entity covered by Section 619 of the Dodd-Frank Wall Street Reform and Consumer Protection Act has until July 21, 2014 to fully conform its activities and investments to the requirements of that section.
United States
5 Sep 2013
13
NYSE And NASDAQ Adopt Final Rules For Compensation Committees
On June 20, 2012, in furtherance of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010, the Securities and Exchange Commission adopted new Rule 10C-1 under the Securities Exchange Act of 1934.
United States
5 Feb 2013
14
NYSE And NASDAQ Adopt Final Rules For Compensation Committees
In furtherance of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010, the Securities and Exchange Commission adopted new Rule 10C-1 under the Securities Exchange Act of 1934.
United States
4 Feb 2013
15
Volcker Rule – Leaked Draft Of Proposed Rule Offers A Possible Shot In The Arm To The CLO Market
Those closely following the implementation of the Volcker Rule received an advanced look at the proposed regulations likely to be issued by four federal agencies this week, made possible by the circulation last week of a 205-page confidential September 30 staff draft of the proposal (the "Draft Proposal").
United States
17 Oct 2011
16
U.S. Court Of Appeals Strikes Down Proxy Access Rule
On July 22, 2011, in what could be characterized as a major blow to the Securities and Exchange Commission in its ongoing efforts to implement portions of the Dodd Frank Wall Street Reform and Consumer Protection Act of 2010, the U.S. Court of Appeals for the District of Columbia Circuit issued an order vacating Rule 14a-11 of the Securities Exchange Act of 1934, which provided eligible shareholders with access to company proxy materials for the purpose of nominating candidates for election as d
United States
4 Oct 2011
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