Searching Content indexed under Dodd-Frank, Consumer Protection Act by McGuireWoods LLP ordered by Published Date Descending.
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First Guilty Verdict For Dodd-Frank "Spoofing" Violations
On November 2, 2015, reported that Michael Coscia became the first individual to be convicted for the crime of "spoofing" under the Dodd-Frank Act of 2010.
United States
16 Nov 2015
CFPB Adopts New Rule Expanding Reporting Requirements Under HMDA
On October 15, 2015, the Consumer Financial Protection Bureau (CFPB) released a final rule that expands the scope of mandatory reporting under the Home Mortgage Disclosure Act (HMDA).
United States
30 Oct 2015
CFPB Targets Pension Lenders In Dodd-Frank Suit
The complaint alleges that the defendants, in violation of the Dodd-Frank Act, deceived consumers, and notably veterans, concerning the costs and risks associated with the pension advances.
United States
20 Oct 2015
SEC And FinCEN Delivering One-Two Punch To Private Equity
For affected private equity funds, now is the time to plan for what appears to be inevitable: increasingly rigorous compliance expectations from numerous federal regulators, across a variety of interrelated topic areas.
United States
15 Sep 2015
SEC Finalizes CEO Pay Ratio Rules
As noted in this McGuireWoods alert, the SEC recently finalized the CEO pay ratio disclosure requirements under Section 953(b) of the Dodd Frank Act.
United States
17 Aug 2015
SEC Finalizes CEO Pay-Ratio Rule With Delayed Effective Date
The disclosure will need to be updated each year with the annual report or annual proxy statement.
United States
14 Aug 2015
Senate Interest In Small Business Loan Data Rulemaking May Significantly Impact Financial Institutions
Financial institutions should make sure that they are equipped to address these issues if and when the CFPB exercises its rulemaking authority regarding small business loan data.
United States
6 Aug 2015
CFPB Issues Final Rule Governing Non-Bank Auto Lenders
Coinciding with the publication of the new rule, the Bureau has updated its Supervisory and Examination Manual to give its examiners guidance in supervising non-bank auto finance companies.
United States
16 Jun 2015
Here To Stay? Appellate Court Rejects Challenges To CFPB
On May 1, 2015, the U.S. Court of Appeals for the D.C. Circuit rejected a constitutional challenge to the Consumer Financial Protection Bureau's authority.
United States
27 May 2015
The SEC Considers Updating The Accredited Investor Definition: A Discussion of Status, SEC Advisory Committee Recommendations And Comments
The accredited investor (AI) definition is an extremely important component of the private placement market.
United States
8 May 2015
CFPB Remains Noncommittal Regarding Restrained Enforcement Period For TILA/RESPA Integrated Disclosures Rule
The TILA/RESPA integrated disclosures (TRID) rule issued by the Consumer Financial Protection Bureau (CFPB) under the Dodd-Frank Wall Street Reform and Consumer Protection Act...
United States
30 Apr 2015
Agency Cooperation In Fair Lending Enforcement
Joint investigations, cross-agency partnership, cooperation … terms all too familiar to regulatory and defense practitioners accustomed to collaboration among the alphabet soup of federal regulators.
United States
27 Apr 2015
Hearing, Report May Forecast CFPB Rulemaking On Arbitration Provisions
Section 1028 of the Dodd-Frank Wall Street Reform and Consumer Protection Act authorizes the Consumer Financial Protection Bureau (CFPB) to limit or even prohibit the use of arbitration provisions...
United States
18 Mar 2015
SEC Proposes Rules For Hedging Disclosure
The Securities and Exchange Commission recently released proposed rules to implement Section 955 of the Dodd-Frank Wall Street Reform and Consumer Protection Act...
United States
18 Feb 2015
Revisiting The Conflicts Minerals Rule
Companies listed in the U.S. are required by Section 1502 of the Dodd-Frank Act to report whether they manufacture products that incorporate so called conflict minerals.
United States
17 Feb 2015
Revisiting The Conflict Minerals Rule
Companies listed in the U.S. are required by Section 1502 of the Dodd-Frank Act to report whether they manufacture products that incorporate so-called conflict minerals.
United States
10 Feb 2015
House Takes Action To Delay Volcker Rule
With the passage of this bill, compliance with the Volcker Rule's provision prohibiting banks from holding collateralized loan obligations would not be required until 2019, a two-year delay.
United States
29 Jan 2015
Consumer Financial Protection Bureau Names New Enforcement Chief
Alexis joined the CFPB in 2012 from Mayer Brown.
United States
21 Jan 2015
State Attorneys General Urge CFPB To Regulate Arbitration Clauses In Consumer Agreements
Late last year, the attorneys general of California, New York, Illinois and 13 other states urged the CFPB to use its statutory authority to "regulate pre-dispute mandatory arbitration clauses in consumer agreements for financial products or services."
United States
14 Jan 2015
Delay In Dodd-Frank Executive Compensation Rules
The Securities and Exchange Commission recently indicated that further rule-making would not likely occur until October of 2015 with respect to Pay for performance rules, Compensation clawback requirements, Hedging rules and CEO pay ratio rules.
United States
15 Dec 2014
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