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Searching Content indexed under Dodd-Frank, Consumer Protection Act by Stikeman Elliott LLP ordered by Published Date Descending.
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SEC Proposes Expanding The Corporate "Clawback" Rules
The proposals would significantly expand the range of situations in which such clawbacks would be required.
Canada
15 Jul 2015
2
U.S. Volcker Rule Passed By Regulators
Yesterday, the U.S. SEC, CFTC, FDIC, Federal Reserve, and Office of the Comptroller of the Currency approved the final rules implementing the provision of the U.S. Dodd-Frank Wall Street Reform and Consumer Protection Act commonly referred to as the Volcker Rule.
Canada
24 Dec 2013
3
U.S. Court Vacates SEC Resource Extraction Issuer Disclosure Rules
The U.S. District Court for the District of Columbia has recently vacated the resource extraction issuer disclosure rules adopted last year by the Securities and Exchange Commission pursuant to Section 1504 of the Dodd-Frank Wall Street Reform and Consumer Protection Act.
United States
18 Jul 2013
4
Reminder: May 1st Deadline For Compliance With Business Conduct Rules Under Dodd-Frank Act
Almost two years after the passage of the Dodd-Frank Act, the overhaul of the US derivatives market is rapidly shifting into the implementation phase.
Canada
24 Apr 2013
5
CSA Proposed Securitized Products Rules - Contrast To U.S. Approach
Pursuant to Reg AB II, the Dodd-Frank Act and the rules implementing that Act (the "U.S. Proposals"), U.S. authorities have proposed the most far-reaching substantive and procedural regulations ever applied to the ABS market.
Canada
10 May 2011
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