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Searching Content indexed under Dodd-Frank, Consumer Protection Act by Ropes & Gray LLP's Private Investment Funds ordered by Published Date Descending.
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Upcoming Municipal Advisor Temporary Registration Deadline
The U.S. Securities and Exchange Commission (the "SEC") recently adopted a Final Rule to establish a permanent registration regime for Municipal Advisors as required to implement the provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act (the "Dodd-Frank Act").
United States
8 Jan 2014
2
Private Investment Fund Update: November 2013
The NY Fed recently amended the TIC Form B, and under the new requirements, private funds may have Form B reporting obligations with respect to certain liabilities to, and claims on, non-U.S. residents.
United States
21 Nov 2013
3
Ropes & Gray’s Private Investment Fund Update: June 2013
The Securities and Exchange Commission staff recently released an updated set of questions and answers in its "Frequently Asked Questions".
United States
3 Jul 2013
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