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Searching Content indexed under Dodd-Frank, Consumer Protection Act by Knute Salhus ordered by Published Date Descending.
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SEC Proposes Dodd-Frank Pay-Versus-Performance Disclosure Rules
On April 29, 2015, the Securities and Exchange Commission (SEC) voted 3-2 to propose new rules requiring companies to disclose the relationship between executive compensation "actually paid" and the company's "financial performance."
United States
9 May 2015
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SEC Takes Next Step To Implement Dodd-Frank Act's Compensation Committee
The SEC has amended existing proxy disclosure requirements and adopted a new rule to implement the provisions of section 952 of the Dodd-Frank Act relating to compensation committees.
United States
10 Jul 2012
3
SEC Proposes Bad Actor Disqualification To Popular Private Placement Safe Harbor
On May 25, 2011, the Securities and Exchange Commission ("SEC" or "Commission") issued proposed amendments to Rule 506 of Regulation D implementing a "bad actor" disqualification for issuers from participating in exempt private placement securities offerings under Rule 506 (the "Proposed Rule") as required by Section 926 of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 (the "Dodd-Frank Act").
United States
7 Jun 2011
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