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Searching Content indexed under Dodd-Frank, Consumer Protection Act by Douglas J. Davison ordered by Published Date Descending.
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The Top 10 SEC Enforcement Events Of 2011
2011 was an eventful year for the Division of Enforcement at the U.S. Securities and Exchange Commission ("SEC"). Our assessment of the top ten SEC Enforcement events of 2011 is discussed below.
United States
18 Jan 2012
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SEC Approves Sweeping Whistleblower Bounty
On Wednesday, May 25, 2011, the Securities and Exchange Commission issued its long-awaited final rules implementing the "Securities Whistleblower Incentives and Protection" provisions of the Dodd-Frank Act.
United States
1 Jun 2011
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