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Searching Content indexed under Dodd-Frank, Consumer Protection Act by Jason Brown ordered by Published Date Descending.
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Government Enforcement Attorneys Review Regulatory Challenges Facing Companies In Financial Services, Health Care And Government Contracting Industries
On October 2, government enforcement partner Jason Brown and government enforcement associate Aaron Katz published an article titled "Can a corporation be liable for ‘violating’ an ambiguous regulation?" in Inside Counsel magazine.
United States
8 Oct 2013
2
SEC Adopts Rules To Implement The Private Fund Investment Advisers Registration Act
On June 22, 2011, the Securities and Exchange Commission ("SEC") adopted rules to implement certain provisions under the Private Fund Investment Advisers Registration Act of 2010 (the "Registration Act"), which was signed into law as part of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 ("Dodd-Frank Act").
United States
28 Jun 2011
3
Special Considerations For Private Fund Advisers Under The Advisers Act
As the investment adviser community is well aware, one of the key provisions of last year’s Dodd-Frank Wall Street Reform and Consumer Protection Act (the "Dodd- Frank Act") is the removal of the so-called private adviser exemption.
United States
6 Jun 2011
4
Application Of The Investment Advisers Act To Private Equity Advisers - Part 2
A registered investment adviser must adopt and implement procedures reasonably designed to ensure that it votes proxies on behalf of its clients in the best interests of its clients.
United States
3 May 2011
5
Application Of The Investment Advisers Act To Private Equity Advisers - Part 1
Under the Investment Advisers Act, as amended by the Dodd-Frank Act, most investment advisers to private equity funds will be required to register with the SEC and comply with the Advisers Act, including many provisions not designed for their business model.
United States
3 May 2011
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