Searching Content indexed under Consumer Protection by Ropes & Gray LLP's Hedge Fund Practice Group ordered by Published Date Descending.
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Upcoming Municipal Advisor Temporary Registration Deadline
The U.S. Securities and Exchange Commission (the "SEC") recently adopted a Final Rule to establish a permanent registration regime for Municipal Advisors as required to implement the provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act (the "Dodd-Frank Act").
United States
8 Jan 2014
Update On Swaps Clearing Timetable
We wanted to inform you of recent statements from the CFTC staff regarding the phasing-in of the mandatory clearing requirements under the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank Act).
United States
12 Oct 2012
CFTC Adopts Final Swap Recordkeeping And Reporting Rules
The minimum size of block trades and the time delay before dissemination of information regarding block trades has been the subject of much concern, because public reporting of a large transaction immediately following execution could have an adverse impact on the ability of a party to the transaction to enter into offsetting transactions to hedge its exposure.
United States
23 Jan 2012
Hedge Fund Update: August 2011
The following summarizes recent legal developments of note affecting the hedge fund industry:
United States
6 Sep 2011
CFTC Proposes Temporary Exemptions From Certain New OTC Swap Laws
The Dodd-Frank Wall Street Reform and Consumer Protection Act ("Dodd-Frank Act") put many over-the-counter ("OTC") derivatives under federal regulation and directed regulators to finish implementing regulations by July 16, 2011, the Dodd-Frank Act’s general effective date.
United States
22 Jun 2011
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