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Searching Content indexed under Whistleblowing by Shane D'Souza ordered by Published Date Descending.
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OSC's $7.5 Million Whistleblower Awards A First For Canada
The OSC announced this week that it has awarded a total of $7.5 million to three whistleblowers on separate matters. These awards are the first of their kind ...
Canada
12 Mar 2019
2
Lessons In Responding To Whistleblower Complaints From Recent UK Settlement
The UK's Financial Conduct Authority (FCA) and the Prudential Regulation Authority (PRA) recently reached a settlement with the CEO of Barclays Group, James Staley ...
Canada
27 Jun 2018
3
OSC Whistleblower Regime Updates: Civil Cause Of Action For Whistleblower Reprisals
The Whistleblower regime of the Ontario Securities Commission (the OSC) has been updated to provide a civil cause of action for whistleblowers who experience reprisal for cooperating with the OSC.
Canada
2 Feb 2018
4
OSC Proposes Higher Financial Awards For Whistleblowers
The OSC is close to adopting a proposed final version of its previously-announced whistleblowing policy. The Program would award eligible whistleblowers up to $5 million for reporting serious securities- or derivatives-related misconduct that leads to significant enforcement or settlement outcomes.
Canada
17 Nov 2015
5
OSC Proposes Large Financial Awards For Whistleblowers
The Ontario Securities Commission is inviting comment on a proposed comprehensive whistleblowing program which would award eligible whistleblowers up to $1.5 million...
Canada
6 Feb 2015
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