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DOJ's New Corporate Compliance Evaluation Guidance
On April 30, 2019, the Criminal Division of the U.S. Department of Justice (DOJ) issued updated guidance for white-collar
United States
14 Jun 2019
PCAOB Issues 2019 Staff Inspections Outlook For Audit Committees As Part Of Its Outreach
As part of its transparency and outreach initiative to its stakeholders, the Public Company Accounting Oversight Board (PCAOB, or "Board") ...
United States
11 Apr 2019
Five New Requirements Under New York DFS Cybersecurity Regulation Go Into Effect On September 1, 2018
On September 1, 2018, five new requirements included in the New York State Department of Financial Services'
United States
31 Aug 2018
A Client's Guide To FDA Inspections
A Food and Drug Administration inspector has just knocked on your door and announced that he or she will now inspect your facility.
United States
14 Sep 2017
Red Notice Newsletter - July 2017
On July 24, 2017, the United Kingdom's Serious Fraud Office announced that it had opened an investigation into the mining giant Rio Tinto PLC after the company allegedly made payments to a contractor in Guinea ...
4 Aug 2017
Acting (And Potentially Permanent) CFTC Chairman Warns Of "Aggressive And Assertive Enforcement Action By The CFTC Under The Trump Administration"
In remarks before the International Futures Industry Conference, Acting Chairman J. Christopher Giancarlo—who was just nominated by President Trump to be permanent Chairman...
United States
20 Mar 2017
EPA To The Oil And Gas Industry On Its Request For Information: Never Mind
Months after the EPA first contacted oil and gas companies demanding detailed information regarding methane releases, it has announced that the companies are "no longer required to respond."
United States
9 Mar 2017
Former White House Senior Advisor Fined $90,000 For Violating Chicago Lobbying Rules
The unregistered lobbyist, who was a colleague of Mayor Emanuel's during his time at the White House, was seeking to influence city rules.
United States
23 Feb 2017
Financial Conduct Authority And Prudential Regulation Authority Publish Final Changes To Enforcement Decision-Making Processes
The FCA has already implemented some of the proposals it discussed in the course of consultation.
13 Feb 2017
Congress Approves Resolution To Rescind SEC's Resource Extraction Payments Disclosure Rule
The SEC was required to issue the rule under Section 1504 of the Dodd-Frank Wall Street Reform and Consumer Protection Act.
United States
8 Feb 2017
Red Notice Newsletter - January 2017
The DOJ's enforcement action does not allege that Sands paid any bribes in violation of the FCPA, but that Sands failed to maintain an adequate system of internal accounting controls under the FCPA.
United States
6 Feb 2017
NYDFS: A Lawyer's Responsibility
On December 28, 2016, the New York Department of Financial Services (NYDFS) issued revised cybersecurity regulations...
United States
23 Jan 2017
Top 10 Topics For Directors In 2017: Executive Compensation
Executive compensation will continue to be a hot topic for directors in 2017, especially given that public companies will soon have to start complying with the CEO pay ratio disclosure rules.
United States
19 Jan 2017
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