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Searching Content indexed under Compliance by Steven Lofchie ordered by Published Date Descending.
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CFTC And UK Financial Conduct Authority Sign Fintech Collaboration Arrangement
The CFTC and the UK Financial Conduct Authority ("FCA") signed an agreement to facilitate collaboration, share information and support each other's FinTech initiatives.
UK
22 Feb 2018
2
Reg. Tracker: May 1 To May 14
The Cabinet Regulatory Tracker provides a list of upcoming effective dates, reporting deadlines, compliance deadlines, expiration dates, comment deadlines and meeting dates.
United States
18 May 2017
3
Federal Reserve Governor Daniel Tarullo Reconsiders The Volcker Rule
In his parting speech as a member of the Board of Governors of the Federal Reserve System, Governor Daniel K. Tarullo asserted "that strong capital requirements are central to a safe and stable financial system."
United States
13 Apr 2017
4
House Democrats Urge DOL To Implement Fiduciary Rule "On Schedule And Without Delay"
Forty House Democrats urged DOL Office of Regulations and Interpretations ("ORI") Employee Benefits Security Administration Acting Secretary Edward Hugler to reconsider the DOL's proposed delay of the fiduciary rule...
United States
30 Mar 2017
5
Republican Staff Rips into "SIFI" Designation Process
Republican staff concluded that FSOC's analysis of companies has been "inconsistent and arbitrary."
United States
13 Mar 2017
6
Stay Current: Visit The Cabinet Center For Administrative Transition
The Cabinet Center for Administrative Transition ("CCAT") is Cadwalader's newest curated repository of pronouncements, policies and proposals for legislative and regulatory changes that reflect the financial services...
United States
21 Feb 2017
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