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Searching Content indexed under Contracts and Commercial Law by Anna T. Pinedo ordered by Published Date Descending.
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1
SEC Staff Statement On LIBOR Transition
On Friday, July 12, 2019, the Securities and Exchange Commission's Divisions of Corporation Finance, Investment Management and Trading and Markets, and the SEC's
United States
23 Jul 2019
2
REVERSEinquiries Volume 2, Issue 2
On January 22, 2019, FINRA issued its 2019 Risk Monitoring and Examination Priorities Letter1 (the "Letter") ...
United States
28 Feb 2019
3
Corporate Governance In Pre-IPO Companies
In a recent paper, "Scaling Up: the Implementation of Corporate Governance in Pre-IPO Companies," authors David F. Larcker and Brian Tayan review governance practices and how these evolve in the lead-up to an IPO.
United States
25 Jan 2019
4
Forward-Looking Statements Disclaimers
The authors consider whether such disclaimers protect nonprofessional, or retail, investors by reducing their reliance on forward-looking statements.
United States
24 Jul 2018
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