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Implementation Issues Arising From The Revised UK Senior Manager And Certification Regime
The Senior Manager and Certification Regime will apply from 7 March 2016 to banks, building societies, credit unions and certain large investment firms established in the UK, including UK subsidiaries of overseas firms.
UK
11 Nov 2015
2
Twice As MAD: Legislative Proposals To Amend The European Regulation Of Market Abuse
The European Commission has published its legislative proposal to revise the Market Abuse Directive. The proposal takes the form of a directive and a regulation.
United States
22 Dec 2011
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