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Searching Content indexed under Corporate Governance by Michael Mugmon ordered by Published Date Descending.
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‘‘We Intend To Resolve the Ambiguities’’: The SEC Issues Some Surprising Guidance On Fraud Liability In The Wake Of Janus
The Securities and Exchange Commission recently issued what could be its most consequential adjudicatory opinion in years.
United States
3 Feb 2015
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SB 538: Overhauled Anti-Securities Fraud Provision
Signed by Gov. Jerry Brown on Sept. 23, Senate Bill 538 overhauls the anti-fraud provision of the California Securities Law of 1968.
United States
25 Jan 2014
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