Searching Content indexed under Corporate Governance by Robert Gray, Jr. ordered by Published Date Descending.
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Legal Update: SEC Issues Guidance On The Application Of The Proxy Rules To Voting Advice
With the increased concentration of share ownership by institutional investors over the past several decades, the influence of proxy advisory firms on shareholder votes has grown dramatically
United States
29 Aug 2019
Mitigating The Impact Of A Material Weakness On The Election Of Directors
Where companies have disclosed repeated or ongoing material weaknesses in internal controls over financial reporting, or where a company's first material weakness requires a restatement
United States
10 Apr 2019
Disclosure Of Board Self-Identified Diversity Characteristics
On February 6, 2019, the staff of the US Securities and Exchange Commission (SEC) issued two identical Regulation S-K compliance and disclosure interpretations (C&DIs),
United States
15 Feb 2019
10 Tips For 10-Ks And Proxy Statements
With preparations shifting into high gear for calendar-year companies that file annual reports on Form 10-K and proxy statements with the US SEC, here are tips to consider when drafting these documents.
United States
9 Jan 2019
Sec Staff Legal Bulletin No. 14J Provides Additional Shareholder Proposal Guidance
On October 23, 2018, the staff (Staff) of the Division of Corporation Finance of the US Securities and Exchange Commission (SEC) issued Staff Legal Bulletin No. 14J (SLB 14J)
United States
5 Nov 2018
2019 Proxy And Annual Reporting Season: Let The Preparations Begin
It is already that time of year when public companies should be thinking about the 2019 proxy and annual reporting season
United States
19 Sep 2018
Preparing For The Annual Shareholders Meeting: Five Practical Matters US Public Companies Should Consider Now
By now, public companies should be actively engaged in preparing for their upcoming annual meeting of shareholders.
United States
1 Feb 2016
Preparing For The 2016 US Proxy And Annual Reporting Season
It is time for public companies to think about the upcoming 2016 proxy and annual reporting season.
United States
23 Sep 2015
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