Search
Searching Content indexed under Directors and Officers by Chris Holme ordered by Published Date Descending.
Links to Result pages
 
1  
 
Title
Country
Organisation
Author
Date
1
What Do Asset Managers Need To Know About The Senior Manager And Certification Regime?
In March 2016, the FCA and PRA introduced the Senior Manager and Certification Regime ("SM & CR") for banks and other deposit takers (and a similar SM regime for insurers).
UK
3 Nov 2016
2
COLPability? – Key Issues For Compliance Officers For Legal Practice
The new roles of Compliance Officer for Legal Practice (COLP) and Compliance Officer for Finance and Administration (COFA) have been the subject of much debate, and in the case of the COLP some significant concern, in the legal field.
UK
3 Apr 2012
Links to Result pages
 
1