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Searching Content indexed under Corporate and Company Law by Day Pitney LLP ordered by Published Date Descending.
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1
Why Should I Incorporate In Delaware?
Your offices will be in New York City, your employees will be in New York and New Jersey, and your first target customers will be up and down the East Coast—why would you want to incorporate your startup in Delaware?
United States
8 Jan 2019
2
Formation: C-Corporation vs. LLC For Your Startup – Which Should I Choose?
In short, form an LLC if you're putting up a lot of your own capital or not seeking Venture Capital (VC) financing. Otherwise, save yourself time, aggravation, and money and form a C-Corp.
United States
16 Nov 2018
3
Staffing The Family Office: Attracting And Retaining Talent
Key Duties That Families Require of Family Office Executives - Investment Strategy and Implementation; Accounting, Reporting and Control; Banking and Liquidity Planning; Legal, Governance and Estate Planning ...
United States
11 Oct 2018
4
New Annual Report Filing Deadline For Connecticut LLCs And Foreign LLCs Registered To Do Business In Connecticut
The Connecticut Uniform Limited Liability Company Act (the Act) took effect on July 1, 2017.
United States
24 Jan 2018
5
It May Be Time To Tune Up Your Connecticut LLC Operating Agreement
As Day Pitney reported a year ago, the new Connecticut Uniform Limited Liability Company Act (New Act) is poised to replace the existing Connecticut Limited Liability Company Act (Old Act)...
United States
25 May 2017
6
Capital Acquisition Brokers: Should You Play By The New Rules?
Just in time for back-to-school season, the SEC has approved FINRA's new rule book for "capital acquisition brokers" (CABs) – firms that are solely engaged in advising companies on mergers and acquisitions, advising issuers on raising debt and equity capital in private placements with institutional investors, or providing strategic and financial advisory services.
United States
1 Sep 2016
7
Major Changes Underway For The Connecticut Limited Liability Act
Gov. Malloy signed into law the first major revision of the Connecticut Limited Liability Company Act since its passage in 1993.
United States
17 May 2016
8
Financial Sanctions: Recent Cases, Trends And Holding Banking Executives Personally Liable For Compliance Failures
In the past year, a number of major financial institutions have been hit not just once, but twice by federal and state regulators for follow-on regulatory violations, including financial sanctions issues.
United States
18 Mar 2015
9
IRS Rules On Corporate Domestication
In many states, corporations are permitted to change the law that governs them through a process called "domestication."
United States
28 Jan 2015
10
DOJ Reassures Companies Fearing Certain Successor Liability, Further Turns its Attention to Individual Executives
A U.S. Department of Justice ("DOJ") opinion released earlier this week suggests that, under the right circumstances, companies that buy foreign businesses may not incur liability for the target's pre-acquisition corrupt conduct if the misconduct occurred outside the U.S. and did not involve U.S. nationals.
United States
22 Nov 2014
11
Protecting Trade Secrets When Looking For Funding
What is the most valuable asset for start-ups? After their personnel, the answer is usually intellectual property. Often this intellectual property is protected as a trade secret, and disclosing its details to potential investors risks losing the part of the trade secret that made it protectable—the secrecy.
United States
4 Oct 2014
12
Connecticut Adopts Benefit Corporation Act; Businesses May Operate For Public Benefit
Connecticut has joined the ranks of 25 other states and the District of Columbia by adopting an act that permits formation of benefit corporations, or B Corps. The Connecticut Benefit Corporation Act (the Act) constitutes sections 140-154 of the state budget act (PA 14-217) that Governor Dannell Malloy signed on June 13. The provisions take effect on October 1.
United States
30 Jun 2014
13
SEC Encourages Municipal Bond Issuers And Underwriters To Self-Report Violations Of Securities Laws
Yesterday, the Securities and Exchange Commission (the "SEC") announced a new initiative to encourage municipal bond issuers and underwriters to self-report certain violations of the federal securities laws rather than wait for their violations to be detected.
United States
12 Mar 2014
14
Secretary Of The State Issues Guidelines On Connecticut Model Entity Transactions Act, Effective January 1, 2014
The Connecticut Secretary of the State has issued guidance on filings under the Model Entity Transactions Act (META), which takes effect on January 1, 2014. META will allow cross-entity mergers, consolidations and equity-interest exchanges as well as redomestication in Connecticut.
United States
30 Dec 2013
15
Proposed Crowdfunding Rules: The Storm Before The Calm?
Almost a year and a half after Congress passed the Jumpstart Our Business Startups (JOBS) Act in April 2012, and following scores of subsequent comment letters, the SEC finally released its proposed rules regarding equity-based crowdfunding on October 23, 2013.
United States
30 Oct 2013
16
Updated I-9 Employment Eligibility Verification Form
All employers, including nonprofit organizations, are required to verify the identity and employment authorization of individuals hired to work in the United States, citizens and noncitizens alike, within three business days of the first date of active employment.
United States
16 Jun 2013
17
SEC Issues New Regulation FD Guidance On Social Media Use
On April 2, the Securities and Exchange Commission issued a Report of Investigation to clarify that a public company may disclose material information via social media outlets such as Facebook and Twitter.
United States
9 Apr 2013
18
Gov. Christie Signs Legislation Amending NJ Business Corporation Act
On April 1, Gov. Chris Christie signed legislation amending the New Jersey Business Corporation Act. The legislation was drafted by the New Jersey Corporate and Business Law Study Commission.
United States
7 Apr 2013
19
SEC Finds Fault With Adviser Custody Practices
On March 4, the Office of Compliance Inspections and Examinations of the U.S. Securities and Exchange Commission issued a Risk Alert on investment adviser custody and related matters.
United States
13 Mar 2013
20
NJ Legislature Passes Three New Laws Amending The NJBCA
The New Jersey legislature recently passed three new pieces of legislation amending the New Jersey Business Corporation Act (the "NJBCA").
United States
20 Feb 2013
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