Searching Content indexed under Corporate and Company Law by Cadwalader, Wickersham & Taft LLP ordered by Published Date Descending.
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House Approves Bill To Improve Agency Coordination Of Bank Services Company Examinations
The House approved a bill designed to make bank service company examinations more efficient by improving coordination among regulators.
United States
20 Sep 2019
Cadwalader Cabinet Takes On Regulatory Change Management (Video)
Regulatory change significantly increases overhead expenses for financial institutions. The Cabinet offers tools that allow firms and individuals to track regulatory developments
United States
19 Sep 2019
Delaware Court Of Chancery Confirms Market-Based Factors Constitute The Best Indicators Of Fair Value
Three recent Delaware Court of Chancery appraisal decisions offer a wealth of guidance not only regarding the determination of a merger partner's fair value, but also regarding elements that
United States
10 Sep 2019
Companies Settle FTC Charges For EU-U.S. Privacy Shield Violations
Five companies settled FTC charges for falsely identifying themselves as participants in the EU-U.S. Privacy Shield framework, which allows companies
United States
9 Sep 2019
Options Clearing Corporation Proposes Rule Change To Enhance "Vanilla Option Model" And "Smoothing Algorithm"
The Options Clearing Corporation ("OCC") proposed a rule change to enhance the "Vanilla Option Model" and "Smoothing Algorithm."
United States
13 Aug 2019
SEC Commissioner Hester Peirce Champions "Marie Kondo" Approach to Regulation
SEC Commissioner Hester M. Peirce expressed support for SEC Chair Jay Clayton's initiative to review outdated regulations.
United States
13 Aug 2019
SEC Sues Adviser For Breach Of Fiduciary Duty And Undisclosed Conflicts Of Interest
The SEC sued an investment adviser for breach of fiduciary duty and undisclosed conflicts of interest related to revenue sharing arrangements that affected transactions in mutual fund shares.
United States
8 Aug 2019
NASAA Advises Companies And Investors On Use Of Initial Loan Procurements
The North American Securities Administrators Association ("NASAA") advised companies utilizing blockchain technology on an "alternative"
United States
31 Jul 2019
Lawmakers Introduce Bill To Regulate Change In Control Transactions
Senators Elizabeth Warren, Tammy Baldwin and Sherrod Brown, and Representatives Mark Pocan and Pramila Jayapal introduced a bill to govern the private funds that engage in change in control transactions.
United States
29 Jul 2019
On Wealth: The Modern Evolution Of The Trust Company
During the past decade there has been a significant shift in the ownership and structure of the private trust business that serves high net worth individuals and families in the United States
United States
19 Jul 2019
Another Merger Challenge Demonstrates The Limits Of Corwin
According to the complaint, Virtu became interested in acquiring KCG after concluding, in late 2016, that KCG's stock price was depressed.
United States
15 Jul 2019
FTC Issues Reminder Regarding Interlocking Directorates
The FTC referred to its previous post on Section 8, which urged firms to monitor market developments to ensure changes in the market do not create unexpected interlocks, and then highlighted two common transaction scenarios where Section 8 issues may arise: mergers and spin-offs.
United States
12 Jul 2019
SDNY Holds That Compliance Communications Are Not Protected Work Product
In a case concerning violations of the Investment Advisors Act, the U.S. District Court for the Southern District of New York ("SDNY") held that compliance communications are not protected.
United States
1 Jul 2019
FTC Charges Two Japanese Corporations With Alleged HSR Avoidance Scheme
Two Japanese corporations each agreed to pay $2.5 million to settle Federal Trade Commission ("FTC") charges of violating the premerger
United States
24 Jun 2019
Corporate Governance Litigation & Regulation: A Periodic Review And Predictions For The Remainder Of 2019
Since the start of 2018, state and, to a lesser extent, federal courts around the country, as well as state legislatures and Congress,
United States
6 Jun 2019
SEC Chair Jay Clayton Questions Short-Term Views In Management Of Public Companies
SEC Chair Jay Clayton directed staff to consider the causes of "short-termism," including the current disclosure regime, and how to encourage U.S. companies to take a long-term perspective.
United States
5 Jun 2019
Federal Reserve Board Finalizes Transfer Of SAFE Act Authority To CFPB
The Federal Reserve Board ("FRB") finalized the process of transferring its rulemaking authority for the Secure and Fair Enforcement for Mortgage Licensing Act ...
United States
28 May 2019
SEC Names Inaugural Members Of Small Business Capital Formation Advisory Committee
The SEC named the inaugural members of the newly formed Small Business Capital Formation Advisory Committee.
United States
14 May 2019
FRB Proposes Revisions To "Control" Rules
The Federal Reserve Board ("FRB") proposed to modify its regulations for determining "whether a company has the ability to exercise a controlling influence" on another company under the Bank
United States
9 May 2019
SIFMA Urges SEC To Suspend Options Fee Proposal
In a comment letter, SIFMA called on the SEC to suspend a MIAX Emerald, LLC proposal to establish an Options Regulatory Fee.
United States
2 May 2019
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