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Searching Content indexed under Corporate and Company Law by Ropes & Gray LLP ordered by Published Date Descending.
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Staff Responds To Questions About Non-Traded Bdcs And Section 61(A) Of The 1940 Act
On October 17, 2019, the SEC's Division of Investment Management published Staff Responses to Inquiries Regarding Business Development Companies and Section 61(a) of the Investment Company Act of 1940
Worldwide
12 Nov 2019
2
SEC Staff Issues Additional Guidance On Shareholder Proposals
In what has become an annual rite of fall, on October 16, 2019, the SEC's Division of Corporation Finance (the Division) issued Staff Legal Bulletin No. 14K (SLB 14K) on shareholder proposals,...
Worldwide
31 Oct 2019
3
Credit Funds Report – The Road Ahead: Driving Success In 2020
The private credit industry grew by leaps and bounds over the past decade: AUM jumped to $769 billion as of June 2018, from $275 billion in 2009.
United States
14 Oct 2019
4
The Ropes Recap: Mergers & Acquisitions Law News (September 19, 2019)
Welcome to the Q1/Q2 2019 edition of our Mergers & Acquisitions newsletter – The Ropes Recap. This includes contributions from over 50 deal professionals from around the globe.
Worldwide
25 Sep 2019
5
SEC Proposes Extending Securities Offering Reforms To Closed-End Funds And Business Development Companies
On March 20, 2019, the SEC issued a release containing proposals intended to streamline the registration, communications and offering practices for business development companies
United States
1 May 2019
6
Risky Business: Mitigating Exposure Through Comprehensive Risk Management
Ropes & Gray is pleased to share "Risky Business," a comprehensive report on trends and best practices in risk management. Based on a survey by FT Remark, a research service from...
United States
26 Sep 2017
7
Reminder On CEO Pay Ratio Disclosure For 2018
Beginning in 2018, most public companies will be required to include CEO pay ratio disclosure in their proxy statements.
United States
17 Jul 2017
8
SEC Charges Underwriter And Bankers In Connection With Offering By China-Based Issuer
On March 27, 2015, the U.S. Securities and Exchange Commission announced charges against an investment bank and two of its bankers for failing to adequately review and escalate a due diligence report.
United States
1 Apr 2015
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