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Searching Content indexed under Corporate and Company Law by Laura Richman ordered by Published Date Descending.
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Market Trends 2018/19: Staff Legal Bulletins No. 14I And 14J On Shareholder Proposals
This market trends article discusses Staff Legal Bulletin No. 14I and Staff Legal Bulletin No. 14J of the Division of Corporation Finance of the Securities and Exchange Commission,
United States
11 Sep 2019
2
Annual Review Of Federal Securities Regulation
The Annual Review of Federal Securities Regulation, prepared by the Subcommittee on Annual Review of the Committee on Federal Regulation of Securities of the ABA Business Law Section
United States
30 Aug 2019
3
Legal Update: SEC Issues Guidance On The Application Of The Proxy Rules To Voting Advice
With the increased concentration of share ownership by institutional investors over the past several decades, the influence of proxy advisory firms on shareholder votes has grown dramatically
United States
29 Aug 2019
4
SEC's Proposed Disclosure Improvements For Business Acquisitions And Dispositions
On May 3, 2019, the US Securities and Exchange Commission (SEC) proposed revisions to financial statement disclosures with respect to business acquisitions and dispositions required by Regulation S-X's Rule 3-05
United States
27 May 2019
5
Legal Update: Testing The Waters For All? Proposed New Rule Would Expand Accommodation To All Issuers
Since the Jumpstart Our Business Startups (JOBS) Act was enacted in 2012, emerging growth companies (EGCs) have benefited from the opportunity to test the waters with investors and gauge interest in a potential offering.
United States
1 Mar 2019
6
Testing The Waters For All? Proposed New Rule Would Expand Accommodation To All Issuers
Since the Jumpstart Our Business Startups (JOBS) Act was enacted in 2012, emerging growth companies (EGCs) have benefited from the opportunity to test the waters with investors ...
United States
1 Mar 2019
7
SEC Expands Regulation A Exemption To Exchange Act Reporting Companies
On December 19, 2018, the US Securities and Exchange Commission (the Commission) amended Rule 251 and Rule 257 of the Securities Act of 1933
United States
3 Jan 2019
8
2019 Proxy And Annual Reporting Season: Let The Preparations Begin
It is already that time of year when public companies should be thinking about the 2019 proxy and annual reporting season
United States
19 Sep 2018
9
SEC Adopts Inline XBRL Rule
The US Securities and Exchange Commission (SEC) has adopted amendments requiring the use of the Inline eXtensible Business Reporting Language (XBRL) ...
United States
26 Jul 2018
10
Modernization Of US Business And Financial Disclosures: A "Taste" Of The SEC's Concept Release
The US Securities and Exchange Commission has published a concept release examining many aspects of the business and financial disclosures required by Regulation S-K that companies provide in their periodic reports.
United States
29 Apr 2016
11
US SEC Provides Guidance on Excluding Shareholder Proposals from Proxy Statements
On October 22, 2015, the staff of the US Securities and Exchange Commission's Division of Corporation Finance issued Staff Legal Bulletin No. 14H addressing the scope and application of the grounds for exclusion of shareholder proposals from company proxy statements pursuant to Rule 14a-8 under the Securities Exchange Act of 1934.
United States
4 Nov 2015
12
US Securities And Exchange Commission Proposes Compensation Clawback Listing Standards Requirement
As required by the Dodd-Frank Wall Street Reform and Consumer Protection Act, the US Securities and Exchange Commission has proposed new Rule 10D-1
United States
17 Jul 2015
13
Reporting Consequences And Other Considerations For Changes In Directors Or Executive Officers Of A US Public Company
This Legal Update summarizes the reporting consequences and certain other considerations for a public company in four circumstances involving changes in corporate leadership:
United States
10 Jun 2015
14
US Securities And Exchange Commission Proposes Pay Versus Performance Disclosure Rule
The US Securities and Exchange Commission has proposed a "pay versus performance" rule in accordance with a Dodd-Frank Wall Street Reform and Consumer Protection Act mandate.
United States
14 May 2015
15
US Securities and Exchange Commission Proposes Hedging Disclosure Rules
On February 9, 2015, the US Securities and Exchange Commission (SEC) proposed rules requiring disclosure of hedging by employees, officers and directors
United States
24 Feb 2015
16
US Securities And Exchange Commission Proposes Amendments To Exchange Act Registration Requirements To Implement JOBS Act
The US Securities and Exchange Commission (SEC) has proposed amendments to the registration, termination of registration and suspension of reporting requirements of the Securities Exchange Act of 1934
United States
6 Jan 2015
17
Preparing For The 2015 US Proxy And Annual Reporting Season
It is time for calendar year-end public companies to focus on the upcoming 2015 proxy and annual reporting season.
United States
22 Sep 2014
18
Delaware Supreme Court Finds Fee-Shifting Bylaws Valid
A recent Delaware Supreme Court case, "ATP Tour Inc. v. Deutscher Tennis Bund", held that fee-shifting bylaws, which shift attorneys fees and costs to unsuccessful plaintiffs in intra-corporate litigation, can be enforceable under the Delaware General Corporation Law.
United States
22 May 2014
19
No-Action Relief Granted With Regard To Certain Foreign Issuer Preliminary Proxy Filing Requirements
The staff ("Staff") of the US Securities and Exchange Commission (the "SEC") has provided no-action relief to certain foreign issuers that are subject to the SEC’s proxy rules.
United States
10 Apr 2014
20
SEC Guidance On Well-Known Seasoned Issuer Waivers
On March 12, 2014, the Division of Corporation Finance (the "Division") of the US Securities and Exchange Commission (the "SEC") issued its "Revised Statement on Well-Known Seasoned Issuer Waivers."
United States
1 Apr 2014
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