Search
Searching Content indexed under Venture Capital by Jeffrey Clopeck ordered by Published Date Descending.
Links to Result pages
 
1  
 
Title
Country
Organisation
Author
Date
1
FINRA Seeks SEC's Approval For "Capital Acquisition Broker" Rules
On December 4, the Financial Industry Regulatory Authority (FINRA) filed with the Securities and Exchange Commission (SEC) a proposed rule change to create a separate rule set (Capital Acquisition Broker Rules) for brokers that are solely corporate financing firms that advise companies on mergers and acquisitions, advise issuers on raising debt and equity capital in private placements with institutional investors, or provide strategic and financial advisory services.
United States
23 Dec 2015
Links to Result pages
 
1