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Searching Content indexed under Compliance by Schnader Harrison Segal & Lewis LLP ordered by Published Date Descending.
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Is Your Business One Of The 3,500 Scheduled By The Department Of Labor For An Affirmative Action Program Audit In 2019?
On Monday, the U.S. Department of Labor's Office of Federal Contract Compliance Programs identified 3,500 work sites that the agency intends to audit for compliance with federal non-discrimination ...
United States
3 Apr 2019
2
What Do The SEC's Proposed Whistleblower Rule Amendments Mean For Businesses?
In June of 2018, the US Securities and Exchange Commission (SEC) voted to propose amendments to the rules governing its whistleblower program.
United States
25 Jan 2019
3
Internal Investigations: Five Tangible Benefits Of Responding Promptly And Decisively To Reports Of Misconduct
These proactive steps enable leaders to mount more appropriate and forceful defenses.
United States
11 Jan 2019
4
Pull Your Permits By March 31, 2019, Or Your Construction Contract May Need To Be Amended
After nearly a decade of only minor changes to the Pennsylvania Uniform Construction Code ("UCC"), the Department of Labor and Industry, by recommendation from the Uniform Construction Code Review and Advisory Council, acted in May, 2018 to approve significant changes to the UCC.
United States
18 Dec 2018
5
Supreme Court Narrows Whistleblower Definition Under Dodd-Frank: Now Are Your Company's Compliance Systems In Order?
On February 21, 2018, the U.S. Supreme Court ruled that "Dodd-Frank's anti-retaliation provision does not extend to an individual, like Somers, who has not reported a violation of the securities laws to the SEC."
United States
10 Sep 2018
6
The DOJ's New Officially Unofficial Policy May Enable Federally Regulated Business To Avoid Criminal Charges
Last November, Deputy Attorney General Rod Rosenstein announced a new enforcement policy. Under the new policy, businesses subject to the FCPA may avoid criminal liability by self-reporting wrongdoing, ...
United States
6 Mar 2018
7
Supreme Court Narrows Whistleblower Definition Under Dodd-Frank: Now Are Your Company's Compliance Systems In Order?
On February 21, 2018, the U.S. Supreme Court ruled that "Dodd-Frank's anti-retaliation provision does not extend to an individual, like Somers, who has not reported a violation of the securities laws to the SEC."
United States
26 Feb 2018
8
Reading The Tea Leaves: The Supreme Court Seems Likely To Eliminate The ERISA Presumption Of Prudence
The U.S. Supreme Court heard argument this week in Fifth Third Bancorp v. Dudenhoeffer.
United States
7 Apr 2014
9
Consumer Financial Protection Bureau Broadens Its Oversight To Include Certain Debt Collectors And Credit Reporting Agencies
On February 16, 2012, the Consumer Financial Protection Bureau ("CFPB") proposed a new rule which defines the contours of CFPB’s authority to supervise certain debt collectors and consumer reporting agencies to ensure their compliance with federal consumer financial laws ("Proposed Rule").
United States
23 Mar 2012
10
Regulators Propose Alternatives to Credit Ratings
In December 2011, the three federal bank regulatory agencies announced proposed amendments to their market risk capital rules to remove any references to credit ratings in order to comply with the Dodd-Frank Wall Street Reform and Consumer Protection Act passed in 2010.
United States
22 Feb 2012
11
The Prospect of a Housing Finance Market Without Fannie and Freddie
The United States Department of the Treasury (Treasury) recently unveiled dramatic proposals designed to reduce or eliminate government involvement in the national housing finance market.
United States
13 Apr 2011
12
The "Red Flags" Rules: A Burgeoning Standard of Care for Financial Institutions
Identity theft is a pervasive and ongoing problem. Unmoored from the burglar’s traditional constraints of space and time, identity theft can happen to anyone, anywhere, and at any time.
United States
25 Oct 2010
13
The "Red Flags" Rules: A Burgeoning Standard of Care for Financial Institutions
Identity theft is a pervasive and ongoing problem. Unmoored from the burglar’s traditional constraints of space and time, identity theft can happen to anyone, anywhere, and at any time.
United States
4 Oct 2010
14
Immediate Change to the Definition of an Accredited Investor
On July 21, 2010, President Obama signed into law the Dodd-Frank Wall Street Reform and Consumer Protection Act (the "Act").
United States
4 Aug 2010
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