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Searching Content indexed under Compliance by Gowling WLG ordered by Published Date Descending.
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1
Immigration Implications Of Corporate Acquisitions, Restructurings And Changes
Companies and human resource managers need to be aware of the potential immigration implications that corporate changes, acquisitions or restructurings may have on temporary foreign workers (TFWs)
Canada
22 Aug 2019
2
Competition Law And Director Disqualification: The UK Competition Authority Continues To Sanction Individuals For Competition Law Infringements
On 31 July 2019, the UK's CMA publicised the disqualification of three individuals from acting as directors, as a consequence of their company's involvement in an infringement of UK competition law.
UK
8 Aug 2019
3
New Governance And Reporting Requirements For Large Private Limited Companies
Large private limited companies have been subject to political scrutiny for some time as the Government has tried to assess what regulatory framework should apply to them.
UK
24 Jul 2019
4
Interim Injunctions - The Dangers Of Being Trigger-Happy
An injunction can be sought from the Court before or after proceedings have been commenced to either stop a company or person from doing something (a prohibitory injunction)
UK
25 Jun 2019
5
Behind The Corporate Veil: New Ownership Record Rules In Canada
The Canadian federal government has enacted legislation that will amend the Canada Business Corporations Act ("CBCA") to require private corporations to track and record individuals with significant control over the corporation.
Canada
25 Jan 2019
6
Brexit & Cross-Border Trade Challenges: The View From The Road / Runway / Port …
As the legal and regulatory challenges of a "no deal" Brexit start to crystallise, the in-house legal specialist is doubtless busy answering questions about their exposure to risk of non-compliance across multiple areas.
UK
21 Jan 2019
7
Senior Managers And Certification Regime
In July 2018 the UK Financial Conduct Authority (FCA) published its near-final rules on extending the senior managers and certification regime (SMCR) to all firms regulated by the FCA.
UK
9 Jan 2019
8
Business And Human Rights - UK NCP (Partially) Accepts Complaint In Relation To The Royal Windsor Horse Show
On 7 November 2018, the UK NCP issued its Initial Assessment of a complaint from the Bahrain Institute for Rights and Democracy (BIRD) against HPower Group Limited (HPG).
Canada
21 Nov 2018
9
An Overview Of The Competition Bureau's New Immunity And Leniency Programs
On Sept. 27, the Competition Bureau and the Public Prosecution Service of Canada (PPSC) announced the revised Immunity and Leniency Programs to enhance the Bureau's ability to detect, investigate,
Canada
19 Nov 2018
10
The Impact Of AI On The Financial Sector: A Review Of The World Economic Forum Report
In August, 2018, The World Economic Forum published a report, The New Physics of Financial Services, that looks at how AI will transform the financial services sector.
Canada
9 Nov 2018
11
What Is The ICO's Focus Going To Be Post GDPR?
There is no indication that the Information Commissioner's Office (ICO) intends to shift its way of working away from promoting good practice and working with organisations to achieve compliance to instead focusing on proactively pursuing breaches or looking for organisations to fine.
Canada
2 Sep 2018
12
Directors: A Warning From The CMA - Competition Law Compliance Matters
On 10 April 2018, the UK's Competition and Markets Authority (CMA) announced the disqualification of two directors in connection with a company's involvement in a cartel.
UK
17 Apr 2018
13
Canada Introduces New Corporate Social Responsibility Measures
With a pair of newly introduced tools to encourage corporate social responsibility, the federal government is seeking to expand its reach when it comes to controlling the way Canadian businesses operate abroad.
Canada
20 Feb 2018
14
Cybersecurity Compliance Burdens Increase For Canadian Investment Dealers And Advisers
Canadian securities regulators have issued a notice on cybersecurity and social media which brings into sharp relief the rapid pace of the threats investment dealers and advisers now face...
Canada
8 Nov 2017
15
Corruption Risk Decisions For Compliance Officers: Do You Take Contractors At Their Word Or Review Their Compliance Protocols?
An ongoing challenge for compliance officers is determining whether a contractor, vendor or agent represents a low or high risk of corruption for the corporation and what steps to take to ensure...
Canada
8 Nov 2017
16
Canadian Securities Regulators Provide Guidance On Initial Coin Offerings
Canadian securities regulators have published detailed guidance on initial coin offerings.
Canada
1 Sep 2017
17
Register Of People With Significant Control: Changes In Force From 26 June
From 6 April 2016, most UK companies became subject to the new transparency obligations set out in Part 21A Companies Act 2006 ("Part 21A").
UK
6 Jul 2017
18
Important Changes To The PSC Register
On 26 June 2017 important changes are due to be implemented regarding the "register of people with significant control" (the "PSC Register").
UK
23 Jun 2017
19
ESTMA Reporting Deadlines: Ensuring Your Company Complies
The Extractive Sector Transparency Measures Act ("ESTMA" or the "Act") created stringent reporting standards for Canadian oil, gas and mining companies.
Canada
24 May 2017
20
New Duty For "Large" Businesses To Publish UK Payment Practices
As of 6 April 2017, "large" businesses will be required by law to report on their UK payment practices twice per year.
UK
12 Apr 2017
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