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Searching Content indexed under Compliance by Borden Ladner Gervais LLP ordered by Published Date Descending.
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1
OSC's Regulatory Burden Reduction Proposals – Potential Benefits To Investment Funds And Registrants
On November 19, 2019, the Ontario Securities Commission released Reducing Regulatory Burden in Ontario's Capital Markets (the Report).
Canada
4 Dec 2019
2
Ontario Securities Commission Introduces Regulatory Burden Reduction Plan
On November 19, 2019, the Ontario Securities Commission announced proposed regulatory changes resulting from its burden reduction task force.
Canada
26 Nov 2019
3
Canadian FATCA Compliance Update
The Internal Revenue Service has issued revised Foreign Account Tax Compliance Act guidance on the requirement for foreign financial institutions in Model 1 jurisdictions to provide a U.S. tax identification number.
Canada
12 Nov 2019
4
Now The Work Begins — "Client Focused" Registrant Reform Rules Published By Canadian Securities Regulators
On October 3, 2019, the Canadian Securities Administrators (CSA) released final rule amendments intended to better align the interests of registrants, including individual registrants, with the ...
Canada
5 Nov 2019
5
Companies Should Review Their Foreign Corruption Compliance Policies After SEC's Recent Settlement With Canadian Firm
On September 27, 2019, the U.S. Securities and Exchange Commission (SEC) announced that Vancouver-based Westport Fuel Systems Inc. (Westport)
Canada
18 Oct 2019
6
OSC Settles First Ever Case Regarding Best Execution Obligation For Advisers
On July 19, 2019, the Ontario Securities Commission (OSC) approved a settlement with Caldwell Investment Management Ltd. (CIM) over failures to comply with the best execution obligation
Canada
6 Aug 2019
7
Doing Business In Nunavut: Complying With Nunavut's Language Laws
If you do business in Nunavut — or you are planning to — you need to be aware of your legal obligations for language and communication.
Canada
25 Apr 2019
8
Frequently Asked Questions – Compliance With PIPEDA's Security Breach Obligations
PIPEDA regulates the collection, use and disclosure of "personal information" in the course of a "commercial activity" by private sector organizations in all provinces and territories
Canada
15 Mar 2019
9
Safe Food For Canadians Regulations Change Compliance Landscape For Food Businesses
The Safe Food for Canadians Regulations (SFCR) under the Safe Food for Canadians Act (SFCA) came into force on January 15, 2019.
Canada
11 Feb 2019
10
CRTC Issues Guidance For Avoiding Indirect Liability For CASL Violations
In November 2018, the Canadian Radio-television and Telecommunications Commission ("CRTC") issued an Information Bulletin regarding Canada's Anti-Spam Legislation (commonly known as "CASL").
Canada
7 Jan 2019
11
Five Steps To Compliance With Privacy Consent Guidelines
On January 1, 2019, the Privacy Commissioner of Canada will begin enforcing Guidelines for obtaining meaningful consent, which impose requirements for obtaining legally valid privacy consents.
Canada
17 Dec 2018
12
Canadian FATCA And CRS Compliance Updates
It has now been almost five years since Canada entered into the Canada-United States Enhanced Tax Information Exchange Agreement (the IGA), which was implemented by the Canada-United States...
Canada
12 Dec 2018
13
Privacy Commissioner's Guidance For Compliance With PIPEDA's Breach Of Security Safeguards Obligations
On October 29, 2018 the Office of the Privacy Commissioner of Canada ("OPC") issued a guidance document titled "What you need to know about mandatory reporting of breaches of security safeguards" (the "Guidance") ...
Canada
6 Nov 2018
14
Weeding Out Compliance Issues: The Dos And Don'ts Of Marketing Cannabis And Cannabis Products Under Canada's New Cannabis Act
On October 17, 2018, new legislation and regulation will come into force making cannabis use legal in Canada.
Canada
18 Oct 2018
15
Auditor Liability Revisited: Lavender v. Miller Bernstein LLP
Several common issues were certified on consent, including inter alia whether the auditor owed a duty to the class and, if so, whether it breached that duty.
Canada
12 Sep 2018
16
CSA Releases Its Review Of The MFDA
On July 4, 2018, the Canadian Securities Administrators ("CSA") released their Oversight Review Report of the Mutual Fund Dealers Association of Canada ("MFDA"), covering the period...
Canada
25 Jul 2018
17
BLG Securities Law Resource: Annual Reporting & Continuous Disclosure Rules Book
For Canadian public companies, the New Year signals that a new proxy season is just around the corner
Canada
21 Feb 2018
18
Ontario Court Of Appeal Releases Highly Anticipated Decision On Insider Trading In Finkelstein V. Ontario Securities Commission
The Ontario Court of Appeal has released its eagerly-awaited decision in the latest chapter of the Finkelstein et al. insider trading and tipping case saga ...
Canada
9 Feb 2018
19
Charter Of The French Language
Under the Charter of the French Language, French is both the official language of Québec and the normal language of work (employees have a right to carry on their activities in French) and commerce (consumers of goods and services have a right to be informed and served in French).
Canada
29 Sep 2017
20
OSC Issues Annual Summary Report For Dealers, Advisers And Investment Fund Managers
On July 11, 2017, the OSC issued its Annual Summary Report for Dealers, Advisers and Investment Fund Managers (OSC Staff Notice 33-748).
Canada
27 Jul 2017
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