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1
Using Blockchain For KYC/AML Compliance
Blockchain is a polarizing technology – some people argue that it is all hype and lacks true use cases; while others are convinced that it will radically revolutionize certain areas
Canada
13 Jun 2019
2
When The Regulator Comes Calling - Managing Regulatory Risks (Video)
Thank you for joining us at Dentons' eighth annual CPD Bootcamp. This one-day program, available through in-person attendance or livestream, was designed exclusively for general counsel,
Canada
4 Dec 2018
3
SEC Mining Disclosure
The professional organization must also have, inter alia, academic experience, qualifications, standards, professional development, disciplinary powers and a public list of members.
Canada
11 Nov 2018
4
Canadian Securities Administrators mandate additional disclosure in response to Sessions Memo
On February 8, 2018, the Canadian Securities Administrators (the CSA) published revised CSA Staff Notice 51-352 - Issuers with US Marijuana-Related Activities (the Notice)...
Canada
13 Feb 2018
5
Securities Regulators Provide Enhanced Guidance On Material Conflict Of Interest Transactions
Securities regulatory authorities in each of Ontario, Québec, Alberta, Manitoba, and New Brunswick published a notice setting out the recent experiences and approach of Staff in Ontario and Québec in reviewing insider bids, issuer bids, business combinations and related party transactions...
Canada
18 Aug 2017
6
New Real Property Record-Keeping Obligations For Ontario Corporations
On December 10, 2016, Bill 144, the Budget Measures Act, 2015 (Ontario) will come into force and the Forfeited Corporate Property Act, 2015 (FCPA) will be enacted.
Canada
13 Dec 2016
7
CASL Compliance Undertakings Continue To Mount
Another company that is well-known to consumers has agreed to enter into a compliance undertaking with the CRTC for alleged CASL violations.
Canada
7 Sep 2016
8
OSC Addresses Uncertainty On Distributions Outside Canada
On June 30, 2016, the OSC proposed a new "distributions out" regime that aims to clarify compliance requirements for Ontario issuers selling securities to investors outside Canada.
Canada
19 Aug 2016
9
Impact Of The European General Data Protection Regulation (GDPR) On Adequacy And 5 Tips To Weather The Changes
Recent media coverage has brought to light the internal deliberations of the Government of Canada regarding the possible impact of the entry into force in 2018 of the GDPR...
Canada
12 Aug 2016
10
CRTC Enforcement Advisory: Remember, You Must Have Records To Prove Consent
The Canadian Radio-television and Telecommunications Commission (CRTC) issued an enforcement advisory to both businesses and individuals that send commercial electronic messages (CEMs) to keep records of consent.
Canada
2 Aug 2016
11
OSC Whistleblower Program Launched
On July 16, 2016, the Ontario Securities Commission (OSC) announced the launch of its Office of the Whistleblower. This is the first paid whistleblower program by a securities regulator in Canada.
Canada
28 Jul 2016
12
Gift Card Litigation: Recent Developments
Many retailers and shopping centre landlords use gift cards to build brand loyalty. These prepaid purchase cards come in a variety of types.
Canada
27 Jun 2016
13
Watch Out: Ontario Ministry Of Labour Inspection Blitzes/Initiatives Are Coming
The Ontario Ministry of Labour recently announced its 2016 and 2017 enforcement blitz and initiative schedule.
Canada
5 May 2016
14
Navigating The New Pipeline Transfer Process In Alberta: Alberta Energy Regulator Releases Bulletin 2015-34
Effective April 1, 2016, the Alberta Energy Regulator (AER) has amended its process for transfers of pipeline licenses in the province of Alberta.
Canada
12 Apr 2016
15
Anti-Corruption
When compared to prior years, 2015 was relatively quiet for Foreign Corrupt Practices Act (FCPA) enforcement actions in the US.
Worldwide
19 Feb 2016
16
SEC Proposes Revised Payment Disclosure Rules For Companies Engaged In Resource Extraction
The new rules would require "resource extraction issuers" to disclose payments made to a foreign government or the US federal government for the purpose of the commercial development of oil, natural gas or minerals.
Canada
13 Jan 2016
17
Offering Memorandum Exemption Introduced In Ontario And Modified In Five Other Provinces
On October 29, 2015, securities regulators in six provinces announced their intention to adopt or modify a prospectus exemption available to issuers that prepare and deliver an offering memorandum to investors.
Canada
25 Nov 2015
18
Women On Boards: Review And Discussion Of New "Comply Or Explain" Disclosure Requirements
On September 29, 2015, the Ontario Securities Commission (OSC) hosted a roundtable to discuss both its findings on compliance with and the disclosure undertaken...
Canada
22 Oct 2015
19
Canadian Securities Regulators Release Results Of Continuous Disclosure Review
On July 16, 2015, the Canadian Securities Administrators issued CSA Staff Notice 51-344 summarizing the results of their Continuous Disclosure Review Program for the fiscal year ended March 31, 2015.
Canada
19 Aug 2015
20
Underwriter Due Diligence Obligations
On December 18, 2014, the Investment Industry Regulatory Organization of Canada published Guidance Note 14-0299 about conducting due diligence in respect of public offerings.
Canada
15 Apr 2015
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