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Searching Content indexed under Compliance by Norton Rose Fulbright Canada LLP ordered by Published Date Descending.
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1
Industrial Manslaughter: Do You Have A Culture Of Compliance?
The recent trend towards introducing industrial manslaughter laws in jurisdictions in Australia significantly increases and changes the nature of the legal risk
Australia
13 Sep 2019
2
Employers Beware: New Compliance And Enforcement Measures Coming To The Canada Labour Code
Bills C-44 and C-86 bring a suite of amendments that confer greater authority on the Canada Industrial Relations Board (the CIRB)
Canada
2 Sep 2019
3
ISS includes Economic Value Added In Its Compensation Reports
If a company's net operating profit exceeds its cost of capital, it has created value.
Canada
30 May 2019
4
Modern Slavery: Canada Moves Closer To Supply Chain Legislation
More draft legislation is set to be tabled in Parliament imposing obligations on Canadian companies' supply chains.
Canada
17 Apr 2019
5
FINTRAC Introduces Tools To Assist Reporting Entities With AML Obligations
Recently, FINTRAC announced the introduction of a set of tools aimed at supporting Canadian reporting entities, including financial institutions, in meeting their obligations under the Proceeds of Crime (Money Laundering) and ...
Canada
13 Mar 2019
6
Canadian House Of Commons tables A Modern Slavery Bill
On 13 December 2018, a private members Bill entitled "Modern Slavery Act" was tabled in the Canadian House of Commons
Canada
13 Feb 2019
7
CEO Activism: A Double-Edged Sword?
In a recent study published on SSRN by the Rock Center for Corporate Governance at Stanford University, authors David F. Larcker, Stephen Miles, Brian Tayan and Kim Wright-Violich argue that CEO...
Canada
17 Dec 2018
8
The Hard Way – SEC Announces First Penalties And Compliance Roadmap For Unregistered ICOs
On November 16, 2018, the Securities and Exchange Commission (SEC) announced consent orders settling actions in respect of two unregistered initial coin offerings (ICOs), including the first fines levied against non-compliant ICO issuers made by the SEC to date.
Canada
27 Nov 2018
9
Dissecting MedTech M&A Deals
As we previously reported, this year has seen a surge in healthcare-related M&A. Many of these transactions are in the medical technology industry, or MedTech.
Canada
23 Nov 2018
10
Tokenizing Securities: Is It Worth It?
Of particular interest in corporate finance is the tokenization of securities, such as bonds, stocks, and derivatives.
Canada
31 Oct 2018
11
Holding Up The Deal: The Threat Of "Bumpitrage" To M&A
Regardless of its circumstantial or systemic merits, the number of bumpitrage campaigns will likely increase in the future.
Canada
23 Oct 2018
12
Ontario Court Imposes Custodial Sentence For Securities Act Offences
The Ontario Superior Court of Justice has released what appears to be the final chapter in the Ontario Securities Commission's (OSC) prosecution of Daniel Emerson Tiffin and Tiffin Financial Corporation.
Canada
12 Oct 2018
13
CSA Confirms Position On Bail-In Implications
The CSA confirms that the introduction of the bail-in regime is not retroactive.
Canada
7 Sep 2018
14
M&A And The Advancement Of The RegTech Industry
The average bank has 160 regulations, causing them to undergo continuous pressure to comply with the latest requirements.
Canada
15 Aug 2018
15
Evaluating The Risks Of Open Source Software In M&A Transactions
Open source software (OSS) has emerged as a significant market disruptor in recent years. OSS serves as an alternative to commercial software licensing wherein the licensee does not need to pay for the license.
Canada
27 Jun 2018
16
Changes Coming To Canadian Business Corporations Act (CBCA)
Bill C-25 received Royal Assent on May 1, 2018.
Canada
18 Jun 2018
17
The Gender Question: BC Securities Commission Asks For Comment On Disclosure Requirements With Respect To Board Gender Diversity
In late 2014, the Canadian Securities Administrators (CSA) published "comply or explain" rules regarding female representation in director and executive officer positions.
Canada
14 Jun 2018
18
TSX Adds New Website Disclosure Requirements
These updates became effective on April 1, 2018.
Canada
14 Jun 2018
19
2018 Merger Review Thresholds For Competition Act And Investment Canada Act
The threshold for certain pre-closing net benefit reviews under the Investment Canada Act (ICA) and the threshold for a pre-closing merger notification under the Competition Act have been increased for 2018.
Canada
16 Feb 2018
20
Federal Government Creates New Ombudsperson To Oversee Corporate Activity Abroad
On January 17, 2018, the federal government announced two new initiatives relating to the oversight of Canadian companies doing business abroad.
Canada
16 Feb 2018
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