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1
Public Naming Now Mandatory For Violations Of Anti-Money Laundering Laws
The naming provisions of the Proceeds of Crime (Money Laundering) and Terrorist Financing Act (PCMLTFA) were amended on June 21 when Bill C-97
Canada
15 Jul 2019
2
Plain And Standardized: A New Look For Tobacco
The Government of Canada has published the final Tobacco Products Regulations (Plain and Standardized Appearance) under the Tobacco and Vaping Products Act.
Canada
28 May 2019
3
ESTMA Three Reporting Cycles In
As the extractive sector completes a third reporting cycle under Canada's Extractive Sector Transparency Measures Act (ESTMA),
Canada
22 May 2019
4
FINTRAC's New AMP Policy: Does It Solve Issues Only To Create Others?
FINTRAC has completed a comprehensive review of its policies for issuing administrative monetary penalties for violations of the Proceeds of Crime and Terrorist Financing Act and Regulations.
Canada
1 Mar 2019
5
Too Taxing? CCAA Debtors' Post-Filing Municipal Tax Obligations Suspended
Under the Companies' Creditors Arrangement Act, debtors have certain post-filing obligations.
Canada
3 Oct 2018
6
High Standards Expected For Experienced Registrants And Compliance With Client Reporting Obligations In IIROC V Sutton
What is the standard expected of a dealer employee who is tasked with pricing securities for client reporting, and the compliance standard for reviewing that work?
Canada
18 Sep 2018
7
How Will The GDPR Affect Canadian Businesses?
The new European privacy regime—the General Data Protection Regulation (GDPR)—is now in force.
Canada
24 Jul 2018
8
Canada Establishes Ombudsperson To Investigate Allegations Of Human Rights Abuses By Canadian Corporations Abroad
The CORE's mandate will initially focus on the mining, oil and gas and garment sectors, but may expand to other sectors in the future.
Canada
29 Jan 2018
9
New Record Keeping Requirements for Corporations That Own Land In Ontario
On December 10, amendments to Ontario's Business Corporations Act (OBCA) and Corporations Act came into force that impose new record keeping requirements on Ontario corporations that have ownership...
Canada
21 Dec 2016
10
SEC Amends Form ADV And Recordkeeping Rules
On August 25, 2016, the Securities and Exchange Commission (the SEC) adopted amendments to disclosure requirements under the Investment Advisers Act of 1940 (the Act)...
Canada
4 Nov 2016
11
CRTC Releases Guidelines On CASL Consent Records
Since Canada's anti-spam legislation (CASL) was enacted in 2014, businesses have been faced with the challenge of keeping adequate records of their authority to send commercial electronic messages under CASL's various categories of express and implied consent.
Canada
1 Aug 2016
12
New "Publish What You Pay" Rules Adopted By SEC For Resource Extraction Sector
The SEC has adopted final rules requiring mining, oil and natural gas companies that are required to file an annual report with the SEC to provide detailed disclosure of payments they make to governments.
Canada
26 Jul 2016
13
A Flexible But Rigorous Approach: Changes To Canada's Anti-Money Laundering Regulations
Canada's draft regulations to the Proceeds of Crime (Money Laundering) and Terrorist Financing Act have been enacted in final form.
Canada
12 Jul 2016
14
OSC Confirms New Enforcement Initiatives
The Ontario Securities Commission issued Staff Notice 15-702, Revised Credit for Cooperation Program.
Canada
18 Mar 2014
15
Slow And Steady Wins The Race
Making regulations is a bit like making furniture.
Canada
19 Jul 2011
16
Canadian Securities Regulators Re-Propose
Canadian securities regulators have proposed rule changes that would permit reporting issuers to make their information circulars available on a website without having to mail hard copies to shareholders.
Canada
29 Jun 2011
17
Basel Committee Requires Non-Common Capital Instruments to Be Convertible into Common Shares
Earlier today, the Basel Committee released new minimum requirements specifying that all capital instruments issued on or after January 1, 2013 must contain provisions that require them to be converted into common shares if the relevant regulator determines that the bank is no longer viable.
Canada
17 Jan 2011
18
Compensating to Manage Risk: Paying for Prudent Performance
The recent financial crisis has put "pay for performance" under the microscope.
Canada
13 Sep 2010
19
U.S. Steel Case Decision in Canada May Have Broader Ramifications
On June 14, in The Attorney General of Canada v. United States Steel Corporation and U.S. Steel Canada Inc., the Federal Court of Canada upheld the constitutional validity of the process and penalties for enforcing Canada’s foreign investment review statute, the Investment Canada Act (ICA).
Canada
23 Jun 2010
20
Changes To Canada's Insider Reporting Regime
Canada’s securities regulators have adopted a new regime for insider reporting. New National Instrument 55-104 and its companion policy are expected to come into effect on April 30, 2010.
Canada
28 Jan 2010
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