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MiFID II Implementation Delayed To 2018
The Council of the European Union has adopted legislation to delay the application of the Markets in Financial Instruments Directive and Markets in Financial Instruments Regulation by one year.
European Union
29 Jun 2016
2
Comptroller Of The Currency Discusses The Supervision Of Federal Branches And Agencies Of Foreign Banks
On December 3, 2014, Comptroller of the Currency Thomas J. Curry discussed the OCC approach to supervising federal branches and agencies of foreign banks. His remarks highlighted the OCC philosophy that supervision is specifically tailored to each individual branch or agency rather than an attempt to implement a one-size-fits-all approach. Main talking points centered on collaboration with foreign jurisdictions, cybersecurity and compliance with the Bank Secrecy Act and Anti-Money Laundering law
United States
22 Dec 2014
3
Twice As MAD: Legislative Proposals To Amend The European Regulation Of Market Abuse
The European Commission has published its legislative proposal to revise the Market Abuse Directive. The proposal takes the form of a directive and a regulation.
United States
22 Dec 2011
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