Searching Content indexed under Compliance by Knute Salhus ordered by Published Date Descending.
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Applying The New SEC Staff Guidance On Non-GAAP Measures To Your Next Earnings Announcement
A registrant presents a non-GAAP performance measure that is adjusted to accelerate revenue recognized ratably over time in accordance with GAAP as though it earned revenue when customers are billed.
United States
27 May 2016
SEC Adopts Rules To Implement Regulation A+, Providing New Avenue For Capital Formation
On March 25, 2015, the Securities and Exchange Commission (SEC) adopted amendments to Regulation A (Regulation A+) pursuant to Section 401 of the Jumpstart Our Business Startups Act (JOBS Act) for offers and sales of up to $50 million of securities annually.
United States
5 May 2015
SEC Proposes Hedging Disclosure Rules
On February 9, 2015, the Securities and Exchange Commission proposed rules requiring companies to disclose whether directors, officers and other employees, or any of their designees, are permitted to hedge or otherwise engage in transactions to offset any decrease in the market value of equity securities of the company.
United States
16 Feb 2015
SEC Adopts JOBS Act And Dodd-Frank Act Private Placement Provisions; Proposes Additional Requirements For Private Placement Market
At an open meeting on July 10, 2013, the Securities and Exchange Commission (SEC): •approved final rules implementing Section 201(a)(1) of the Jumpstart Our Business Startups Act (the JOBS Act) to eliminate the prohibition on general solicitation and advertising for certain offerings made pursuant to Rule 506 of Regulation D of the Securities Act of 1933 (the Securities Act) and Rule 144A under the Securities Act; ...
United States
11 Jul 2013
SEC Proposes Rules To Eliminate The Prohibition Against General Solicitation And General Advertising For Rule 506 And Rule 144a Offerings
Under Rule 506, an issuer may offer and sell its securities, without any limit on the offering amount, to an unlimited number of "accredited investors" as defined in Rule 501(a) of Regulation D.
United States
7 Sep 2012
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