Search
Searching Content indexed under Compliance by Francine Schlingmann ordered by Published Date Descending.
Links to Result pages
 
1  
 
Title
Country
Organisation
Author
Date
1
Suitability And Integrity Screening – Seven Practical Tips
De Brauw regularly helps prospective managing and supervisory directors of financial undertakings prepare for their integrity and suitability screening by DNB.
Netherlands
22 Jun 2016
2
AFM May Send Letters Asking For Copies Of Business Documents
The District Court in Rotterdam recently ruled that the Authority for the Financial Markets may ask for copies of business documents by sending a letter to that effect.
Netherlands
9 May 2013
3
ESMA Holds Consultation About Supplements To Prospectuses
In its recent draft regulatory technical standards, the ESMA provides an overview of situations requiring a supplement to a prospectus.
Netherlands
9 May 2013
4
European Securities And Markets Authority Publications
Links to European Securities and Markets Authority publications.
European Union
18 Oct 2012
5
Financial Markets Newsletter – February 2011
With effect from 1 January 2011, a number of statutes, decrees, and supervisory rules were amended.
Netherlands
28 Apr 2011
Links to Result pages
 
1