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Searching Content indexed under Compliance by Henry Fields ordered by Published Date Descending.
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Direct And Significant Connections: "CFTC Provides Guidance On Extraterritoriality"
On June 29th, the CFTC published a proposed policy statement and interpretive guidance addressing the extraterritorial reach of the swaps provisions of the Commodity Exchange Act.
United States
3 Jul 2012
2
Extraterritoriality: The Volcker Rule
This bulletin summarizes in a single place the ways in which the Volcker Rule may reach outside the U.S. borders.
United States
20 Jun 2012
3
Volcker Rule: Guidance On The Conformance Period
On April 19, 2012, the Federal Reserve Board (the "Board") issued an interpretation that provides some clarity on the time period for a banking entity to comply with the Volcker Rule but that raises two other questions about timing.
United States
26 Apr 2012
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