Search
Searching Content indexed under Compliance by Scott Anenberg ordered by Published Date Descending.
Links to Result pages
 
1  
 
Title
Country
Organisation
Author
Date
1
Federal Reserve Board Approves Basel III Proposals and Market Risk Capital Rule
On June 8, 2012, the Federal Reserve Board (Board) approved three notices of proposed rulemaking (NPRs) that would significantly revise the regulatory capital requirements for all US banking organizations by, among other things, implementing the Basel III capital reforms and incorporating various Dodd-Frank-related capital provisions.
United States
12 Jun 2012
2
Basel Committee Releases Final Text of Basel III Framework
On December 16, 2010, the Basel Committee on Banking Supervision (Committee) released the final text of the Basel III package of capital and liquidity reforms, which were originally proposed in December 2009, were modified and elaborated upon in subsequent releases in July and September 2010, and were endorsed by the G20 leaders in November 2010.
United States
 
14 Jan 2011
3
Basel III Capital and Liquidity Reforms Modified but Remain Largely Intact
On July 26, 2010, the Group of Governors and Heads of Supervision (Governors), the oversight body of the Basel Committee on Banking Supervision (Committee), announced "broad agreement" on the final terms of the Committee’s far-reaching "Basel III" package of capital and liquidity reforms proposed in December 2009.
United States
12 Aug 2010
4
Changes to Net Worth Test for Accredited Investor Standard (Updated)
The Dodd-Frank Wall Street Reform Act (the "Act") changed the net worth test for meeting the "Accredited Investor" standard. The SEC has released guidance on how the value of a primary residence should be determined for purposes of calculating an investor’s net worth.
United States
12 Aug 2010
5
The Dodd-Frank Wall Street Reform and Consumer Protection Act
On June 30, the US House of Representatives voted 237 to 192 to approve the Dodd-Frank Wall Street Reform and Consumer Protection Act.
United States
29 Jul 2010
6
Changes to Accredited Investor Standard
Now that President Obama has signed the Dodd-Frank Wall Street Reform Act (the "Act"), the net worth test for meeting the "Accredited Investor" standard has changed.
United States
29 Jul 2010
7
Financial Reform and Securitization
Securitization reforms account for only a small portion of the Dodd-Frank Wall Street Reform and Consumer Protection Act, but the Act’s impact on the securitization markets will be significant. In fact, some provisions are already beginning to affect the markets even before the Act has been signed.
United States
 
22 Jul 2010
8
The Dodd-Frank Wall Street Reform and Consumer Protection Act
On June 30, the US House of Representatives voted 237 to 192 to approve the Dodd-Frank Wall Street Reform and Consumer Protection Act.
United States
 
15 Jul 2010
9
The Volcker Rule: Implications for Private Fund Activities
On May 20, 2010, the US Senate passed its version of comprehensive financial services reform legislation, the "Restoring American Financial Stability Act of 2010" (the "Senate Bill").
United States
 
15 Jun 2010
10
Basel Committee Proposes Significant Reforms to Regulatory
On December 17, 2009, the Basel Committee on Banking Supervision (the "Committee") released for public comment a series of detailed and far-reaching proposals designed to strengthen the Basel II capital framework and improve the banking industry’s ability to withstand future financial and economic stress.
United States
 
20 Jan 2010
11
Technical Amendments to FDIC Rules Could Have Significant Impact on Uninsured US Branches of Non-US Banks
The Federal Deposit Insurance Corporation (FDIC) has approved a package of amendments designed, among other things, to conform its deposit insurance regulation (Part 330) to recent temporary statutory increases in the basic deposit insurance coverage limit from $100,000 to $250,000.
United States
23 Sep 2009
12
FDIC Adopts Modified Policy Statement on Private Equity Investments in Failed Banks
By a vote of 4-1 (with OTS Acting Director John Bowman dissenting), the board of the Federal Deposit Insurance Corporation (FDIC) adopted a final policy statement establishing guidelines for private equity investors in failed banks or thrifts.
United States
 
31 Aug 2009
13
FDIC Proposes a Hard Line on Private Equity Investments in Failed Banks
The Federal Deposit Insurance Corporation (FDIC) issued today for public comment its anticipated guidance for private equity investors in failed banks or thrifts.
United States
 
7 Jul 2009
14
Obama Administration Proposes Comprehensive Changes to Financial Services Regulation
On Wednesday, June 17, 2009, the Obama Administration released a detailed proposal to change the financial services regulatory regime in the United States.
United States
 
22 Jun 2009
15
Treasury Department Announces Specifics of Capital Assistance Program
On February 25, 2009, the United States Department of the Treasury (Treasury) released details of the Capital Assistance Program (CAP).
United States
 
6 Mar 2009
16
Financial Services Regulatory & Enforcement Update
Set forth below is a summary of the key features of the proposed Basel II standardized approach (Standardized Approach) jointly published in the Federal Register on July 29, 2008, by the Office of the Comptroller of the Currency (OCC), the Federal Reserve Board (FRB), the Federal Deposit Insurance Corporation (FDIC) and the Office of Thrift Supervision (OTS) (collectively, the Agencies).
United States
7 Oct 2008
17
Basel Committee´s Revised Liquidity Principles
On June 17, 2008, the Basel Committee on Banking Supervision ("Basel Committee" or "Committee") published for comments a revised version of its principles for bank liquidity risk management ("Revised Liquidity Principles" or "Principles").
United States
25 Jul 2008
18
SEC Proposes Liberalizing Amendments To Rule 15a-6 (Cross Border Regulation of Broker-Dealers)*
On June 27, 2008, the US Securities and Exchange Commission (the "SEC") published proposed amendments (the "Proposal") that, if adopted, will significantly liberalize Rule 15a-6 under the Securities Exchange Act (the "Exchange Act"). Rule 15a-6, which was originally adopted in 1989, currently permits foreign broker-dealers (i.e., non-US persons whose securities activities, if conducted in the United States, would come within the definitions of "broker" and/or "dealer" under the Exchange Act) to
United States
21 Jul 2008
19
Regulation R – Broker "Push-out" Rules
Regulation R was jointly adopted by the Securities and Exchange Commission (SEC) and the Board of Governors of the Federal Reserve System (FRB) in September of 2007 to implement provisions of the Gramm-Leach-Bliley Act of 1999 (GLBA) governing bank brokerage activities.
United States
14 Nov 2007
Links to Result pages
 
1