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Searching Content indexed under Compliance by Bernardo De Queiroz Weaver ordered by Published Date Descending.
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New Regulation On Angolan Compliance Legislation
The Board of Directors for the Capital Markets Commission of Angola recently approved Regulation No. 4/2016, which establishes conditions and procedures for compliance with obligations under Law No. 34/2011.
Brazil
11 Jul 2016
2
Compliance Officer Held Liable For Poor Implementation Of Anti-Money Laundering Compliance Mechanism In The US
The Financial Industry Regulatory Authority, regulatory authority of the New York Stock Exchange, announced the signature of a settlement with the investment firm Raymond James Associates, Inc., its subsidiary...
Brazil
3 Jun 2016
3
Federal Prosecutor's Office Signs Unprecedented Leniency Agreement With Andrade Gutierrez
The 13th Federal Court in Curitiba approved the leniency agreement between the construction company Andrade Gutierrez and the Federal Prosecutor's Office within the context of the "Lava Jato" operation.
Brazil
18 May 2016
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