Searching Content indexed under Compliance by Richard Johnson ordered by Published Date Descending.
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Italian Data Protection Authority Authorizes System For Remote Monitoring Of Phone Traffic
In January, the Italian Data Protection Authority authorized a project submitted by a multinational company.
14 Mar 2018
SEC Releases Guidance On Public Company Cybersecurity Disclosures
The SEC's new guidance on public company cybersecurity disclosures and Chairman Clayton's accompanying statement emphasize the SEC's expectations that public companies implement comprehensive cybersecurity policies ...
United States
28 Feb 2018
Deadline To Comply With New York's Cybersecurity Regulation Is Approaching
For entities regulated by the New York Department of Financial Services, the deadline for complying with the new Cybersecurity Requirements for Financial Services Companies...
United States
22 Aug 2017
SEC Settles Charges With Broker Dealer Following Disclosure Of Customer Information
In June, the SEC settled charges against a registered broker dealer/investment adviser for failing to adopt written policies and procedures reasonably designed to protect customer records and information.
United States
19 Sep 2016
CNIL Launches Compliance Package For Connected Vehicles
On March 23, CNIL launched the process to define the sixth compliance package relating to connected vehicles.
21 Jun 2016
Draft Legislation Contemplates Raising Penalty Amounts
On January 22, the French National Assembly finished its first review of the draft law for a Digital Republic (source document in French).
19 Apr 2016
SEC Announces 2015 Examination Priorities With Emphasis On Cybersecurity Practices
On January 13, 2015, the Securities and Exchange Commission ("SEC") Office of Compliance Inspections and Examinations ("OCIE") announced its examination priorities.
United States
4 Mar 2015
Retail Groups Urge Broad Preemption In Federal Data Breach Notification Legislation
On January 27, 2015, the Retail Industry Leaders Association's Executive Vice President of Communications and Strategic Initiatives testified before the House Energy and Commerce Committee's subcommittee on data breach regulations.
United States
3 Mar 2015
FINRA Releases 2015 Regulatory And Examinations Priorities Letter
On January 6, 2015, the Financial Industry Regulatory Authority ("FINRA") released its Regulatory and Examinations Priorities Letter.
United States
3 Mar 2015
Ministry Of Economy, Trade, And Industry Publishes Draft Amendment To Guidelines On Personal Information Protection Act
After a review of the public comments, the minister of the Ministry of Economy, Trade, and Industry ("METI") published on December 12 its amended ministerial guidelines on the Personal Information Protection Act.
3 Feb 2015
Canada's Telecommunications Regulator Offers Guidance For Compliance With Anti-Spam Legislation
In November, the Canadian Radio-Television and Telecommunications Commission offered advice on how to comply with the complexities of Section 8 of Canada's Anti-Spam Legislation.
16 Jan 2015
Panel Discusses SEC/FINRA Investigations And Cybersecurity Priorities At 2014 Securities Enforcement Forum
On October 14, a panel at the 2014 Securities Forum, which included the SEC's deputy director of enforcement, discussed trends in the cybersecurity space.
United States
13 Jan 2015
SEC Adopts Regulation Systems Compliance And Integrity (Regulation SCI)
On November 19, the Securities Exchange Commission adopted Regulation SCI, which requires certain securities market participants to implement procedures to protect their technological systems and take corrective actions when necessary.
United States
2 Jan 2015
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