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Searching Content indexed under M&A/Private Equity by Goodwin Procter LLP ordered by Published Date Descending.
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1
SEC Settles Administrative Proceeding Over Deviation From Valuation Policy Stated in Fund Offering Materials and Investor Reports for Registered Adviser's Fund of Private Equity Funds (Financial Services Alert for March 19, 2013
Goodwin Procter Financial Services Group Partner, Peter W. LaVigne, and Counsel, Richard F. Kerr, will be participating in The Financial Markets Association’s 22nd Annual Securities Compliance Seminar.
United States
20 Mar 2013
2
SEC Enforcement Division Signals Likely Increase In Private Equity Enforcement Actions
On January 23, 2013, Bruce Karpati, Chief of the Securities and Exchange Commission Enforcement Division's Asset Management Unit, offered remarks at the Private Equity International Conference in New York.
United States
6 Feb 2013
3
The Alternative Investment Fund Managers Directive - A Guide For U.S. Managers
The European Commission recently published its Level 2 implementing regulation which contains much of the detail European regulatory authorities need to implement the requirements of the directive.
United States
15 Jan 2013
4
Promoting Sustainability Can Create Value For Private Equity Firms
Recent surveys published by prominent private equity, accounting and consulting firms show that private equity firms increasingly are focusing on sustainability to generate value and attract investors.
United States
12 Nov 2012
5
NYSE And NASDAQ Submit Proposed Listing Standards On Compensation Committee Independence And Compensation Adviser Engagement/Independence
The proposed rules of the NYSE and Nasdaq generally mirror the requirements set forth in the SEC Rules, with two exceptions that would affect Nasdaq-listed companies.
United States
22 Oct 2012
6
Filing Deadline Approaches For Exemption From California Investment Adviser Registration
This Client Alert concerns new investment adviser regulations (the "New Regulations") adopted by the California Department of Corporations on August 27, 2012 (the "Effective Date").
United States
11 Oct 2012
7
The New Liquidity
Insights into private company direct secondary transactions, the factors behind them and their place in today’s private equity landscape.
United States
2 Feb 2012
8
SEC Limits Availability Of Non-Public Initial Review Process For Foreign Private Issuers
Registration statements filed by U.S. issuers are generally available immediately to the public through the SEC’s EDGAR system.
United States
 
22 Dec 2011
9
Federal Banking Agencies And SEC Issue Proposed Volcker Rule Regulations
The FRB, OCC, FDIC and SEC (the "Agencies", and each an "Agency") have requested comment on a proposed rule (the "Proposed Rule") to implement restrictions and limitations required by the Dodd-Frank Act on proprietary trading and certain relationships with hedge funds and private equity funds.
United States
26 Oct 2011
10
Federal Banking Agencies And Sec Issue Proposed Volcker Rule Regulations (Financial Services Alert - Special
The FRB, OCC, FDIC and SEC (the "Agencies", and each an "Agency") have requested comment on a proposed rule (the "Proposed Rule") to implement restrictions and limitations required by the Dodd-Frank Act on proprietary trading and certain relationships with hedge funds and private equity funds.
United States
 
21 Oct 2011
11
Indian Authorities Limit Exit Mechanisms By Shutting Down Put Options Held By Foreign Investors
Twice a year, India’s Ministry of Commerce and Industry consolidates and updates the country’s foreign direct investment ("FDI") policy framework.
India
20 Oct 2011
12
New HSR Act Reporting Requirements Released
The Federal Trade Commission ("FTC") has approved final rules that implement several changes to transactional parties’ reporting requirements under the Hart-Scott-Rodino ("H-S-R") Act.
United States
10 Aug 2011
13
SEC And CFTC Propose Rules Requiring Registered Advisers Of Private Funds To File Form PF With SEC
The SEC and the CFTC proposed joint rules (the "Proposed Rules") that would implement provisions of the Dodd-Frank Act by creating a new Form PF, which is designed to gather information regarding the private fund industry for use by the Financial Stability Oversight Council in monitoring systemic risk.
United States
 
11 Jul 2011
14
India's New Competition Guidelines Present A Minefield For M&A And Private Equity Globally
About this time each year, CNBC raises the adage "Sell in May and go away," about the U.S. stock market.
India
6 Jul 2011
15
SEC Adopts Rules Creating Adviser Registration Exemptions And Implementing Certain Dodd-Frank Provisions
A wide range of investment advisers, including managers of hedge, venture capital, private equity, real estate and other privately offered funds.
United States
 
24 Jun 2011
16
India's New Competition Guidelines Present A Minefield For M&A And Private Equity Globally
About this time each year, CNBC raises the adage "Sell in May and go away," about the U.S. stock market. This year was no different.
India
17 Jun 2011
17
Equity Compensation For Private Equity Investors And Entrepreneurs – Ten Current Topics
Equity compensation is a subject that captures the attention of private equity investors and company management teams alike. Historically, the rules and standard techniques used to grant equity compensation were relatively static.
United States
 
23 May 2011
18
Equity Compensation for Private Equity Investors and Entrepreneurs – Ten Current Topics
Equity compensation is a subject that captures the attention of private equity investors and company management teams alike. Historically, the rules and standard techniques used to grant equity compensation were relatively static.
United States
11 Apr 2011
19
Recent Developments Threaten Private Equity Structures in India
The Indian economy is booming and foreign direct investment in India is on the rise once again.
India
5 Oct 2010
20
FTC Proposes Changes to Transactional Parties’ Reporting Requirements Under HSR
The Federal Trade Commission ("FTC") is proposing to implement several changes to transactional parties’ reporting requirements under the Hart-Scott-Rodino ("H-S-R") Act.
United States
22 Sep 2010
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