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Searching Content indexed under M&A/Private Equity by Charles Gittleman ordered by Published Date Descending.
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FINRA's New Fixed Income Research Rule and Modifications to Equity Research Rule
The long-anticipated overhaul of FINRA's research rules has now been approved by the SEC.
United States
13 Oct 2015
2
SEC Offers Relief To M&A Brokers
The Office of the Chief Counsel of the Division of Trading and Markets of the Securities and Exchange Commission recently issued an important "No-Action" Letter.
United States
27 Feb 2014
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