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Searching Content indexed under M&A/Private Equity by Samuel J. Waldon ordered by Published Date Descending.
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Fund Sponsor's Fee Calculation Mistake Leads To SEC Enforcement
A settlement last week involving a private equity fund sponsor is a reminder that compliance with fee calculation provisions and valuation policies and procedures are crucially important for fund
United States
11 Oct 2019
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DC Circuit Opinion Reaffirms Fiduciary And Disclosure Obligations Of Advisers While Rejecting SEC Finding Of "Willful" Violations
The DC Circuit recently released an opinion addressing the SEC's administrative findings against registered investment adviser The Robare Group (TRG)
United States
28 May 2019
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