Searching Content indexed under Shareholders by Morgan Lewis ordered by Published Date Descending.
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Institutional Shareholder Services Announces 2019 Proxy Voting Guidelines Updates
Updates for the 2019 proxy voting guidelines by Institutional Shareholder Services include guidance on board gender diversity and attendance
United States
29 Nov 2018
SEC Approves E-Delivery Of Shareholder Reports, Requests Comments On Other Areas
The US Securities and Exchange Commission recently adopted Rule 30e-3 under the Investment Company Act of 1940, which will provide registered funds with a "notice and access" option...
United States
14 Jun 2018
Summary Of ISS 2018 Americas Proxy Voting Guidelines Specific To US Public Companies
The updated ISS guidelines are effective for meetings on or after February 1, 2018.
United States
24 Nov 2017
New Guidance Restores 1994 ERISA Proxy Voting Interpretation
The DOL bulletin also clarifies the ability to consider ESG factors in proxy voting and shareholder engagement.
United States
25 Jan 2017
In Eagerly Awaited Ruling, AXA Beats Excessive Fee Claim
The fund manager was victorious in the first court decision to come from a group of complaints filed over the last several years against manager-of-manager models.
United States
14 Sep 2016
ISS Releases Four Sets Of FAQs, Glass Lewis Provides An Update, And FASB And IASB Make Certain Decisions Relevant To Equity Compensation Plans
Proxy advisory firms Institutional Shareholder Services (ISS) and Glass Lewis have both released updates to their policies that outline how they will form recommendations to shareholders...
United States
16 Mar 2015
SEC Proposes To Permit General Solicitation In Private Offerings
Proposed rule amendments permit general solicitation and general advertising in Rule 506 and Rule 144A offerings but raise challenges for verification of accredited investor status of Rule 506 purchasers.
United States
17 Sep 2012
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