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Searching Content indexed under Securities by Shook Lin & Bok ordered by Published Date Descending.
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MAS Proposes Revisions To The Exemption Framework For Cross-Border Business Arrangements Of Capital Markets Intermediaries
Currently, the SFA and FAA regulatory regimes provide for MAS to have the power to approve such collaborative cross-border business arrangements between a local FI and its FRC.
Singapore
6 Dec 2018
2
Payment Services Bill 2018
The Payment Services Bill ("Bill") was tabled for First Reading in Parliament on 19 November 2018.
Singapore
5 Dec 2018
3
China Sportswear Manufacturer Is The First Foreign Company To Be Placed Under Judicial Management In Singapore
In a ground-breaking application before the Singapore courts, a foreign-incorporated company successfully obtained an order to place itself under judicial management in Singapore.
Singapore
12 Oct 2018
4
MAS Finalises Regulatory Posture On Short Selling Activities
On 28 May 2018, the Monetary Authority of Singapore ("MAS") issued new Securities and Futures (Short Selling) Regulations 2018 ("SF(SS)R") and new regulatory guidelines ("Guidelines"), ...
Singapore
20 Jun 2018
5
MAS Consultation Paper On Draft Notices And Guidelines Pursuant To The Securities And Futures Act
MAS has issued a consultation paper on 6 October 2017, inviting comments on proposed new notices and guidelines that elaborate on and set out the requirements of key changes to the regulatory framework of the SFA ...
Singapore
17 Oct 2017
6
MAS Consultation Paper II On Draft Regulations Pursuant To The Securities And Futures Amendment Act
The business conduct requirements in the SF(LCB)R will also be amended to accommodate this new class of CMS licensees.
Singapore
20 Jun 2017
7
MAS Proposal On Robo-Advisers
Back-testing and gap analysis should also be performed whenever any changes are made to the client-facing tool.
Singapore
20 Jun 2017
8
MAS Consultation Paper I On Draft Regulations Pursuant To The Securities And Futures Amendment Act
The Monetary Authority of Singapore has issued a consultation paper inviting comments on proposed new regulations that implement some of the key changes to the regulatory framework of the SFA...
Singapore
18 May 2017
9
The State Administration Of Foreign Exchange Of China ("SAFE") Eases Certain Restrictions On Repatriation Of Offshore Loan Proceeds Into PRC
On 26 January 2017, SAFE issued the Notice on Further Improving the Reform of Foreign Exchange Administration and Review of Veracity and Compliance (the "Notice").
Singapore
6 Feb 2017
10
MAS Proposes Revisions To The Competency Requirements For Representatives Conducting Regulated Activities Under The Securities And Futures Act And Financial Advisers Act
On 12 December 2016, MAS issued a consultation paper inviting comments on proposed amendments to the competency requirements for appointed representatives under the SFA (Chapter 289) and the FAA (Chapter 110).
Singapore
22 Dec 2016
11
MF Global And Client Money: The Singapore Court Of Appeal's Decision
In August 2016, the Court of Appeal in Vintage Bullion DMCC v Chat Fook Yuen delivered a very important written judgment on the nature of certain types of client moneys held by a commodities and securities broker.
Singapore
4 Oct 2016
12
Afterword On Amendments To The Companies Act (From A SGX-Listed Issuer Perspective)
On 8 October 2014, Parliament passed the Companies (Amendment) Bill 2014 to the Companies Act (the "Act").
Singapore
13 Jul 2016
13
How An RTO Achieves A Win-Win For All
This would imply substantial savings in expenses otherwise associated with underwriting and book-building.
Singapore
30 Jun 2016
14
MAS Announces Policy Posture On Securities-Based Crowdfunding
This note summarises the key policy postures announced by MAS.
Singapore
17 Jun 2016
15
Revised Singapore Code On Take-Overs And Mergers
The Monetary Authority of Singapore ("MAS") has, on the advice of the Securities Industry Council ("SIC"), revised the Singapore Code on Take-Overs and Mergers.
Singapore
1 Apr 2016
16
IOSCO Crowdfunding 2015 Survey Responses Report
In late Dec 2015, the International Organization of Securities Commissions released a report summarising its findings following a survey of twenty three IOSCO members concerning regulation of crowdfunding.
Singapore
19 Feb 2016
17
MAS Proposes Draft Regulations For Mandatory Clearing Of Derivatives Contracts
The Monetary Authority of Singapore has issued a consultation paper on 1 July 2015 proposing the draft Securities and Futures (Clearing of Derivatives Contracts) Regulations for the mandatory clearing of over-the-counter derivatives.
Singapore
17 Feb 2016
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