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Searching Content indexed under Securities by Dillon Eustace ordered by Published Date Descending.
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1
Indian Regulator Issues New FPI Regulations
Additional enhancements to the FPI registration process include reducing the categories of FPI from three to two.
India
1 Oct 2019
2
ESMA Guidelines On Liquidity Stress Testing
Following on from a consultation process earlier this year, ESMA has published its final report on guidelines on liquidity stress testing in UCITS and AIFs
Ireland
9 Sep 2019
3
ESMA Consults On Compliance Function Requirements
On 15 July 2019, the European Securities and Markets Association issued a consultation paper and draft revised guidelines on certain aspects of the compliance function requirements under MiFID II.
European Union
25 Jul 2019
4
New Requirements For Excluded Persons Securities Investment Business (Amendment) Law 2019
The amendment also introduces an additional exemption from the provisions of the law for single family offices.
Cayman Islands
28 Jun 2019
5
Funds Quarterly Legal And Regulatory Update (Q1) - Jan.- Mar. 2019
On 29 March 2019, the European Securities and Markets Authority ("ESMA") published an updated questions and answers document ("Q&As") on the application of EU Directive 2009/65/EC
Ireland
30 Apr 2019
6
ESMA Publishes Revised Q&A On UCITS And AIFMD
In conjunction with the work that it is carrying out on closet index-tracking funds, the European Securities and Markets Authority ("ESMA") has published a revised Q&A on UCITS ...
Ireland
29 Apr 2019
8
Cayman Islands Monetary Authority Notice – Excluded Persons AML/CFT Obligations And Requirements For AML Audit
On January 25th, 2019, the Cayman Islands Monetary Authority ("CIMA") published a Notice1 reminding entities which are registered with CIMA ...
Cayman Islands
12 Feb 2019
9
EMIR Update – Central Bank issues Statement to address upcoming EMIR Refit implementation issues
The Central Bank issued a statement today in response to the European Securities and Markets Supervisory Authority (ESMA) statement on 31 January 2019 addressing EMIR Refit implementation.
Ireland
8 Feb 2019
10
BREXIT: ESMA And European Regulators Reach Agreement On MoUs With The FCA
With just 56 days to go until the UK is expected to leave the EU on 29 March, 2019, the asset management industry has finally received confirmation that arrangements involving the delegation of portfolio management by...
Ireland
8 Feb 2019
11
Regulators React To The Rise Of ESG Investing
Socially responsible investment ("SRI") is not, or at least should not be, news to anyone.
Ireland
28 Jan 2019
12
Funds Quarterly Legal And Regulatory Update - Dec 2018
Undertakings in Collective Investments and Transferable Securities ("UCITS")
Ireland
18 Jan 2019
13
Investment Firms Quarterly Legal And Regulatory Update - October 2018 To December 2018
On 29 October 2018, the Markets in Financial Instruments Act 2018 (the "2018 Act") was enacted.
Ireland
17 Jan 2019
14
Funds Quarterly Legal And Regulatory Update 1 October 2018 – 31 December 2018
On 8 October 2018, the Central Bank published revised guidance (the "Guidance") on the use of financial indices by UCITS.
Ireland
15 Jan 2019
15
ESMA Renews Intervention Measures Which Restrict The Sale Of CFDs
On 23 October 2018, the European Securities and Markets Authority ('ESMA") adopted a Decision under Article 40 of Regulation (EU) No 600/2014 ('MiFIR") to restrict the marketing, distribution or sale
Ireland
13 Nov 2018
16
Guide To Listing Investment Funds On Euronext Dublin
A listing on Euronext Dublin ("Euronext") offers a number of advantages, including most importantly increasing distribution capacity.
Ireland
12 Nov 2018
17
Investment Firms Quarterly Legal & Regulatory Update Q3 July - September 2018
The MiFID Reporting Requirements set out a non-exhaustive list of the regulatory reports that MiFID firms are required to submit to the Central Bank on a periodic basis
Ireland
16 Oct 2018
18
Funds Quarterly Legal And Regulatory Update Period Covered: 1 July 2018 – 30 September 2018
On 5 July 2018, the Central Bank of Ireland ("Central Bank") published the twenty third edition of its "UCITS –Questions and Answers" ("UCITS Q&As").
Ireland
11 Oct 2018
19
Investment By Irish Regulated Fund In Indian Securities
Increasingly Ireland has proven to be the domicile of choice for asset managers seeking to establish investment funds to invest in Indian securities.
Ireland
5 Oct 2018
20
The Securitisation Regulation: Implications For UCITS Management Companies And AIFM
With just over three months to go before the Securitisation Regulation (the "Regulation") takes effect, in the below briefing we consider the actions ...
European Union
28 Sep 2018
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