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Searching Content indexed under Securities by Dentons ordered by Published Date Descending.
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1
Swing Pricing Mechanism
The Luxembourg financial supervisory authority, the Commission de Surveillance du Secteur Financier (CSSF), recently provided answers to frequently asked questions ...
Luxembourg
3 Oct 2019
2
Key Regulatory Developments In The EU - July 26, 2019
The ESMA has published its annual peer review report on the overall supervision of EU Central Counterparties (CCPs) by National Competent Authorities (NCAs).
European Union
2 Aug 2019
3
Key Regulatory Developments In Germany - July 26, 2019
Topics (selection): Bank liquidation / BaFin event on technical cooperation / Outsourcing of banks / Cooperation with Japan / Stronger supervision of subordinated loans
Germany
2 Aug 2019
4
Final Implementation Of The New EU Prospectus Regulation
The bulk of the new EU Prospectus Regulation 2017/1129 (the Regulation) took effect on 21 July 2019.
European Union
29 Jul 2019
5
ESMA Consults On Draft Guidelines For UCITS Performance Fees
The European Securities and Markets Authority has published a consultation paper that contains draft guidelines on the regulation of certain elements of performance fees.
Luxembourg
25 Jul 2019
6
EU Developments: What New Measures Might We See On Workers' Rights?
The EU Council has had a busy month, adopting two new directives which will strengthen employees' rights.
European Union
5 Jul 2019
7
Directors' Remuneration Reporting: New Rules For Certain Publicly Traded Companies
There will be some changes to the rules on directors' remuneration reporting in the Companies Act 2006 to reflect the requirements of the EU Shareholder Rights Directive II which EU member states must implement by 10 June 2019.
UK
28 May 2019
8
ESMA Q&As Updated To Clarify Prospectus And Transparency Rules In Case Of No-Deal Brexit
As part of the continued preparation for a No-Deal Brexit, the European Securities and Markets Authority (ESMA) on January 31, 2019 and subsequently on April 8, 2019, amended some of its Questions
European Union
1 May 2019
9
Key Regulatory Developments In Luxembourg - January 31, 2019
Memorandum of understanding ("MoU") on Luxembourg – Hong Kong mutual recognition of funds (the "MRF") signed between the Securities and Futures Commission and the CSSF
European Union
12 Mar 2019
10
Key Regulatory Developments In The EU - February 2019
Report on FinTech and market structure in financial services.
European Union
8 Mar 2019
11
ESMA's 2019 Supervisory Convergence Work Programme And Its Supervisory Priorities – What Does It Mean For Market Participants?
On February 6, the European Securities and Markets Authority (ESMA) published its 2019 Supervisory Convergence Work Programme (SCWP).
UK
5 Mar 2019
12
Brexit - Key Issues For The Regulation Of Companies And Corporate M&A Transactions
Although the regulation of companies and corporate M&A transactions will remain largely unchanged by Brexit, a UK withdrawal from the EU will see some changes to the regulatory framework.
UK
1 Feb 2019
13
ESMA Advice On ICOs And Crypto-Assets
Directive 2011/61/EU of the European Parliament and of the Council of 8 June 2011 on Alternative Investment Fund Managers.
Spain
29 Jan 2019
14
ESMA And EBA Publish Supervisory Policy Statements On Crypto-Assets
The EBA and more recently its sister ESAs, ESMA, as well as EIOPA have used 2018 to accelerate their further policymaking or delivery of actions that flow from various "FinTech Action Plans as well as ...
European Union
29 Jan 2019
15
Key Regulatory Developments In The EU – December 2018
EBA published final Guidelines on disclosure of non-performing and forborne exposures
UK
17 Jan 2019
16
Consilium Agrees Position On IFR And IFD – Moving To A New Prudential Regulatory Regime For Investment Firms
On January 7, 2019 the Council or "Consilium" of the European Union, which is part of the EU bicameral legislature and represents the executive governments of the EU's Member States ...
European Union
17 Jan 2019
17
Key Regulatory Developments In Ukraine
Card business and technology Conference
Ukraine
7 Jan 2019
18
Key Regulatory Developments In The EU - December 21, 2018
EBA published final Guidelines on disclosure of non-performing and forborne exposures
European Union
3 Jan 2019
19
Key Regulatory Developments In The EU - November 2018
The Financial Stability Board (FSB) published reports on implementation of Over-the-Counter (OTC) derivatives reforms and removal of legal barriers
European Union
5 Dec 2018
20
Key Regulatory Developments In Germany – November 2018
The German Ministry of Finance published a Draft bill (Referententwurf) on the further implementation of the EU Prospectus Ordinance and on the amendment of financial market laws.
Germany
5 Dec 2018
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