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Searching Content indexed under Securities by Blake, Cassels & Graydon LLP ordered by Published Date Descending.
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1
No Such Thing As March Break (2018) – Selected Corporate And Securities Law Developments
March was once again a busy month this year for corporate and securities law developments, with the publishing of staff notices by the TSX, the OSC and CSA, as well as developments regarding proposed amendments...
Canada
17 Apr 2018
2
Foreign Policy: Canadian Securities Administrators Release New Foreign Issuer Exemption
The Canadian Securities Administrators (CSA) announced they will amend National Instrument 45-102 – Resale Restrictions (NI 45-102) and Companion Policy to NI 45-102 (45-102CP)...
Canada
13 Apr 2018
3
CSA Announce Policy Projects To Reduce Regulatory Burden For Public Companies
The Canadian Securities Administrators (CSA) recently published Staff Notice 51-353 – Update on CSA Consultations Paper 51-404 Considerations for Reducing Regulatory Burden for Non-Investment Fund Reporting Issuers (Notice) ...
Canada
11 Apr 2018
4
2018 Ontario Budget Looks To Enhance Securities Enforcement Activities
As part of its 2018 budget (Budget), the Ontario government announced that it plans to propose new tools to enhance and expand the securities enforcement activities of the Ontario Securities Commission (OSC) ...
Canada
9 Apr 2018
5
Canadian Mergers And Acquisitions: FAQs And 2018 Trends
While global M&A aggregate value surpassed US$3-trillion for the fourth consecutive year in 2017, it dipped slightly from the previous year.
Canada
21 Feb 2018
6
Back In "Sessions": CSA Reaffirms Disclosure-Based Approach For Canadian Reporting Issuers With U.S. Cannabis-Related Business Activities
On February 8, 2018, the Canadian Securities Administrators (CSA) released a highly anticipated notice clarifying the CSA's position regarding issuers with cannabis-related activities in the United States.
Canada
13 Feb 2018
7
IIROC And MFDA Statements Of Priorities Show Continued Focus On Conflicts, Transparency And Cybersecurity In 2018
The Investment Industry Regulatory Organization of Canada (IIROC) and the Mutual Fund Dealers Association of Canada (MFDA) have each released statements of priorities for 2018.
Canada
2 Feb 2018
8
"Insider" Trading: Who Is An Insider?
The scope of people who may be in a special relationship with an issuer is very broad.
Canada
1 Feb 2018
9
Update On The OSC Whistleblower Program: Proposed Amendments Focus On Eligibility Of In-House Counsel
The Ontario Securities Commission (OSC) adopted OSC Policy 15-601 – Whistleblower Program (Policy), creating its Whistleblower Program (Program) in July 2016.
Canada
26 Jan 2018
10
CSA, OSC Remind Non-Canadian Trading Platforms Of Canadian Regulatory Requirements
On January 4, 2018, the Canadian Securities Administrators (CSA) published Staff Notice 21-322 Applicability of Regulation to the Operation of MTFs or OTFs in Canada (CSA Staff Notice)...
Canada
18 Jan 2018
11
Catucci V. Valeant: Implications For Quebec Financings
Quebec courts have reaffirmed how challenging it can be for underwriters, issuers and other defendants to resist securities class actions for statutory primary market liability ...
Canada
11 Jan 2018
12
Clarity For Offshore Distributions By Ontario Issuers: OSC Adopts Rule 72-503 Distributions Outside Canada
The Final Rule was delivered to the Ontario Minister of Finance for approval on December 19, 2017.
Canada
5 Jan 2018
13
CSA Reports Another Small Step For Women; Still No Giant Leap For Humankind
Institutional Shareholder Services (ISS) also announced a proposed new gender diversity policy to promote better disclosure and higher levels of gender diversity on boards of directors.
Canada
6 Nov 2017
14
TSX Adopts New Website, Equity Compensation Plan Disclosure Requirements
The Part IV Amendments do not require position descriptions for "key officers" to be posted on a TSX listed issuer's website, as was contemplated in the Revised Proposal.
Canada
23 Oct 2017
15
AMF Report Highlights Deficiencies In Disclosure Documents Of Quebec Issuers
The Report also provides a snapshot of the Quebec capital markets, including a profile of Quebec-based issuers, and signals the AMF's focus for 2017–2018.
Canada
20 Oct 2017
16
Highlights From The OSC Corporate Finance Branch's Annual Report
In the Report, the OSC expresses its continued concern with the use of non-GAAP financial measures.
Canada
17 Oct 2017
17
Industry Responds To CSA Guidance On Cryptocurrency Offerings
The rise in popularity of cryptocurrencies and the spread of cryptocurrency offerings have attracted increased attention from securities regulators in Canada and abroad.
Canada
20 Sep 2017
18
Making A Bright Line At The Border: CSA And OSC Seek To Clarify How Canadian Securities Laws Apply To Trades Outside Canada
The new version of the Proposed Rule responds to comments the OSC received on the initial iteration published in June 2016 (2016 Proposal).
Canada
7 Jul 2017
19
Ready To IIROC And Roll: Alberta Legislation Grants Increased Investigative Powers To IIROC
IIROC has publicly expressed its view that the new legislation was necessary to effectively carry out its duties as a public interest regulator.
Canada
23 Jun 2017
20
Investment Industry Regulatory Organization Of Canada Sets Priorities For 2018
The Investment Industry Regulatory Organization of Canada (IIROC) has released its priorities for 2018. The Priorities address issues related to policy development, enforcement and IIROC's...
Canada
20 Jun 2017
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