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Searching Content indexed under Securities by Blake, Cassels & Graydon LLP ordered by Published Date Descending.
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1
CSA Publishes Reforms To Enhance Client-Registrant Relationship And Policy On Embedded Commissions
The Canadian Securities Administrators (CSA) recently released two highly anticipated notices related to CSA's investor protection initiatives.
Canada
18 Jul 2018
2
How Securities Law Applies To Offerings Of Blockchain-Based Tokens And Coins: More Examples And CSA Comments
On June 11, 2018, the Canadian Securities Administrators (CSA) published Staff Notice 46-308 Securities Law Implications for Offerings of Tokens (Staff Notice), which provides additional guidance...
Canada
13 Jun 2018
3
IIROC Making Fine Progress In Monetary Collection Efforts
The IIROC recently released its Annual Enforcement Report, which highlights IIROC's efforts to increase its rate of collection on monetary fines, including through increased legal authority...
Canada
18 May 2018
4
Alberta Securities Commission Proposes New Rules To Facilitate Cross-Border Offerings
The Alberta Securities Commission (ASC) is proposing to replace its rules and policies governing certain securities distributions to purchasers outside Alberta, with the aim to reduce regulatory red tape...
Canada
27 Apr 2018
5
Market Correction: B.C. Court Orders Securities Regulator To Revisit Sanctions Regime
Larry Davis was a British Columbia resident who had worked in investor relations for approximately 25 years.
Canada
26 Apr 2018
6
Director Independence Regime – Time For A Change?
The Canadian Securities Administrators (CSA) have received formal submissions (Submissions) on Consultation Paper 52-404 – Approach to Director and Audit Committee Member Independence...
Canada
25 Apr 2018
7
No Such Thing As March Break (2018) – Selected Corporate And Securities Law Developments
March was once again a busy month this year for corporate and securities law developments, with the publishing of staff notices by the TSX, the OSC and CSA, as well as developments regarding proposed amendments...
Canada
17 Apr 2018
8
Foreign Policy: Canadian Securities Administrators Release New Foreign Issuer Exemption
The Canadian Securities Administrators (CSA) announced they will amend National Instrument 45-102 – Resale Restrictions (NI 45-102) and Companion Policy to NI 45-102 (45-102CP)...
Canada
13 Apr 2018
9
CSA Announce Policy Projects To Reduce Regulatory Burden For Public Companies
The Canadian Securities Administrators (CSA) recently published Staff Notice 51-353 – Update on CSA Consultations Paper 51-404 Considerations for Reducing Regulatory Burden for Non-Investment Fund Reporting Issuers (Notice) ...
Canada
11 Apr 2018
10
2018 Ontario Budget Looks To Enhance Securities Enforcement Activities
As part of its 2018 budget (Budget), the Ontario government announced that it plans to propose new tools to enhance and expand the securities enforcement activities of the Ontario Securities Commission (OSC) ...
Canada
9 Apr 2018
11
Canadian Mergers And Acquisitions: FAQs And 2018 Trends
While global M&A aggregate value surpassed US$3-trillion for the fourth consecutive year in 2017, it dipped slightly from the previous year.
Canada
21 Feb 2018
12
Back In "Sessions": CSA Reaffirms Disclosure-Based Approach For Canadian Reporting Issuers With U.S. Cannabis-Related Business Activities
On February 8, 2018, the Canadian Securities Administrators (CSA) released a highly anticipated notice clarifying the CSA's position regarding issuers with cannabis-related activities in the United States.
Canada
13 Feb 2018
13
IIROC And MFDA Statements Of Priorities Show Continued Focus On Conflicts, Transparency And Cybersecurity In 2018
The Investment Industry Regulatory Organization of Canada (IIROC) and the Mutual Fund Dealers Association of Canada (MFDA) have each released statements of priorities for 2018.
Canada
2 Feb 2018
14
"Insider" Trading: Who Is An Insider?
The scope of people who may be in a special relationship with an issuer is very broad.
Canada
1 Feb 2018
15
Update On The OSC Whistleblower Program: Proposed Amendments Focus On Eligibility Of In-House Counsel
The Ontario Securities Commission (OSC) adopted OSC Policy 15-601 – Whistleblower Program (Policy), creating its Whistleblower Program (Program) in July 2016.
Canada
26 Jan 2018
16
CSA, OSC Remind Non-Canadian Trading Platforms Of Canadian Regulatory Requirements
On January 4, 2018, the Canadian Securities Administrators (CSA) published Staff Notice 21-322 Applicability of Regulation to the Operation of MTFs or OTFs in Canada (CSA Staff Notice)...
Canada
18 Jan 2018
17
Catucci V. Valeant: Implications For Quebec Financings
Quebec courts have reaffirmed how challenging it can be for underwriters, issuers and other defendants to resist securities class actions for statutory primary market liability ...
Canada
11 Jan 2018
18
Clarity For Offshore Distributions By Ontario Issuers: OSC Adopts Rule 72-503 Distributions Outside Canada
The Final Rule was delivered to the Ontario Minister of Finance for approval on December 19, 2017.
Canada
5 Jan 2018
19
CSA Reports Another Small Step For Women; Still No Giant Leap For Humankind
Institutional Shareholder Services (ISS) also announced a proposed new gender diversity policy to promote better disclosure and higher levels of gender diversity on boards of directors.
Canada
6 Nov 2017
20
TSX Adopts New Website, Equity Compensation Plan Disclosure Requirements
The Part IV Amendments do not require position descriptions for "key officers" to be posted on a TSX listed issuer's website, as was contemplated in the Revised Proposal.
Canada
23 Oct 2017
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